Attached files
| file | filename |
|---|---|
| 10-Q - FORM 10-Q - PENSON WORLDWIDE INC | d69995e10vq.htm |
| EX-31.2 - EX-31.2 - PENSON WORLDWIDE INC | d69995exv31w2.htm |
| EX-10.1 - EX-10.1 - PENSON WORLDWIDE INC | d69995exv10w1.htm |
| EX-32.2 - EX-32.2 - PENSON WORLDWIDE INC | d69995exv32w2.htm |
| EX-31.1 - EX-31.1 - PENSON WORLDWIDE INC | d69995exv31w1.htm |
Exhibit 32.1
CERTIFICATION
PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
The undersigned Philip A. Pendergraft hereby certifies, for
purposes of section 1350 of chapter 63 of
title 18 of the United States Code, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, in his
capacity as the Chief Executive Officer of Penson Worldwide,
Inc. (the “Company”) that, to his
knowledge, the Quarterly Report of the Company on
Form 10-Q
for the period ended September 30, 2009, fully complies
with the requirements of Section 13(a) of the Securities
Exchange Act of 1934; and the information contained in such
report fairly presents, in all material respects, the financial
condition and results of operations of the Company. This written
statement is being furnished to the Securities and Exchange
Commission as an exhibit to such
Form 10-Q.
A signed original of this written statement has been provided to
the Company and will be retained by the Company and furnished to
the Securities and Exchange Commission or its staff upon request.
/s/ Philip A. Pendergraft
Philip A. Pendergraft
Chief Executive Officer
Dated: November 6, 2009