UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

September 10, 2021

 

 

AB PRIVATE CREDIT INVESTORS CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   814-01196   81-2491356

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

1345 Avenue of the Americas

New York, NY 10105

(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: (212) 969-1000

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

   

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07.

Submission of Matters to a Vote of Security Holders

On September 10, 2021, AB Private Credit Investors Corporation (the “Fund”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Fund’s stockholders approved four proposals by the requisite vote. The issued and outstanding shares of stock of the Fund entitled to vote at the Annual Meeting consisted of 28,456,852.065 shares of common stock outstanding on the record date, July 1, 2021. Of the eligible shares of common stock to be voted, 14,960,938.164 were represented at the Annual Meeting, either in person or by proxy, constituting a quorum. The final voting results from the Annual Meeting were as follows:

Proposal 1. To re-elect Matthew Bass as a Class II director of the Fund, for a three-year term expiring at the 2024 annual meeting of stockholders and until Mr. Bass’ successor is duly elected and qualified.

 

Name

   Votes For      Votes Against      Abstentions  

Matthew Bass

     14,756,257.009        85,869.147        118,812.008  

Proposal 2. To re-elect John G. Jordan as a Class II director of the Fund, for a three-year term expiring at the 2024 annual meeting of stockholders and until Mr. Jordan’s successor is duly elected and qualified.

 

Name

   Votes For      Votes Against      Abstentions  

John G. Jordan

     14,712,848.295        117,478.884        130,610.985  

Proposal 3. To amend the Fund’s charter to clarify that a quarterly tender offer program constitutes a liquidity option for stockholders, consistent with the Fund’s offering documents.

 

Votes For

  

Votes Against

  

Abstentions

14,858,270.926

   27,191.335    75,475.903

Proposal 4. To ratify the appointment of PricewaterhouseCoopers LLP as the Fund’s independent registered public accounting firm for 2021.

 

Votes For

  

Votes Against

  

Abstentions

14,776,976.696

   105,013.443    78,948.025


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: September 13, 2021     AB PRIVATE CREDIT INVESTORS CORPORATION
    By:  

/s/ Wesley Raper

      Wesley Raper
      Chief Financial Officer and Treasurer