Attached files
file | filename |
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EX-32.4 - EX-32.4 - Green Thumb Industries Inc. | d189292dex324.htm |
EX-32.3 - EX-32.3 - Green Thumb Industries Inc. | d189292dex323.htm |
EX-31.4 - EX-31.4 - Green Thumb Industries Inc. | d189292dex314.htm |
EX-31.3 - EX-31.3 - Green Thumb Industries Inc. | d189292dex313.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
☒ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2021
OR
☐ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to |
Commission file number 000-56132
GREEN THUMB INDUSTRIES INC.
(Exact name of registrant as specified in its charter)
British Columbia | 98-1437430 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. employer identification no.) | |
325 West Huron Street, Suite 700 Chicago, Illinois |
60654 | |
(Address of principal executive offices) | (zip code) |
Registrants telephone number, including area code - (312) 471-6720
Securities registered pursuant to Section 12(g) of the Act:
Subordinate Voting Shares
Multiple Voting Shares
Super Voting Shares
(Title of each Class)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☒ No ☐
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐ No ☒
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 day. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☒ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☐ | |||
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes ☐ No ☒
As of June 30, 2021, there were 188,039,202 shares of the registrants Subordinate Voting Shares, 3,965,400 shares of the registrants Multiple Voting Shares (on an as converted basis) and 30,103,100 shares of the registrants Super Voting Shares (on an as converted basis).
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A (this Amendment) amends the Quarterly Report on Form 10-Q of Green Thumb Industries Inc. (the Company, Green Thumb, we or us) for the three months ended March 31, 2021, filed with the Securities and Exchange Commission (the SEC) on May 13, 2021 (the Original Filing). This Amendment is being filed solely to include revised Exhibits 31.1 and 31.2 which include certain wording required by 601(b)(31) of Regulation S-K which was inadvertently omitted by the Company in the Original Filing. Such revised Exhibits have been included in this Amendment No. 1 of the Quarterly Report on Form 10-Q/A as Exhibits 31.3 and 31.4. This Amendment No. 1 contains only the cover page, this explanatory note, the signature page and the revised certifications. Because no financial statements are included with this Amendment No. 1, paragraph 3 of the certifications in Exhibits 31.3 and 31.4 has been omitted.
In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new certifications by the registrants principal executive officer and principal financial officer are filed as exhibits to this Amendment.
No other changes have been made to the Original Filing. This Amendment does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way the disclosures made in the Original Filing.
ITEM 6. | EXHIBITS |
The following exhibits are filed with this report:
1
SIGNATURES
Pursuant to requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
GREEN THUMB INDUSTRIES INC. |
/s/Benjamin Kovler |
By: Benjamin Kovler |
Title: Chief Executive Officer |
Date: July 14, 2021
GREEN THUMB INDUSTRIES INC. |
/s/Anthony Georgiadis |
By: Anthony Georgiadis |
Title: Chief Financial Officer |
Date: July 14, 2021