Attached files
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| EX-99.1 - FINANCIAL STATEMENTS - Loop Industries, Inc. | lp_ex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported)
June 1, 2021
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LOOP INDUSTRIES, INC.
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(Exact
name of registrant as specified in its charter)
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Nevada
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000-54786
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27-2094706
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(State
or other jurisdictionof incorporation)
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(CommissionFile
Number)
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(IRS
EmployerIdentification No.)
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480 Fernand-Poitras
Terrebonne, Quebec, Canada, J6Y 1Y4
(Address
of principal executive offices, including zip code)
(450) 951-8555
(Registrant’s
telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common
stock, par value $0.0001 per share
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LOOP
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Nasdaq
Global Market
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter). Emerging growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial
Condition
On June 1, 2021, Loop Industries, Inc. (the “Company”)
filed with the Securities and Exchange Commission (the
“Commission”) its Annual Report on Form 10-K (the
“Form 10-K”), which includes, at Item 8 thereof, its
audited consolidated financial statements for the year ended
February 28, 2021 and the report thereon of its Independent
Registered Public Accounting Firm, PricewaterhouseCoopers LLP.
(“PwC”), dated May 28, 2021.
Exhibit 99.1 to this Current Report on Form 8-K also includes the
Company’s audited consolidated financial statements for the
year ended February 28, 2021 and the report of PwC thereon. The
sole difference between Exhibit 99.1 to this Current Report on Form
8-K and Item 8 to the Form 10-K is the inclusion in the audit
report set forth in Exhibit 99.1 hereto of the Quebec professional
permit number of the lead audit partner of PwC, which was
intentionally omitted from the Report of Independent Registered
Public Accounting Firm as included in the Form 10-K. The Company is
furnishing this Current Report on Form 8-K in order to comply with
the Quebec professional license requirements regulating chartered
professional accountants of the Province of Quebec, Canada, as
applicable to PwC.
The information contained in Item 2.02 and Exhibit 99.1 of this
Current Report on Form 8-K is being furnished and shall not be
deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended, nor shall such
information be deemed incorporated by reference in any filing under
the Securities Act of 1933, as amended, except as shall be
expressly set forth by specific reference in such
filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit
Number
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Description
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Loop
Industries, Inc.’s audited consolidated financial statements
for the financial year ended February 28, 2021 and the Report of
Independent Registered Public Accounting Firm thereon.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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LOOP INDUSTRIES, INC.
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Date:
June 2, 2021
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By:
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/s/
Drew Hickey
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Drew
Hickey
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Chief
Financial Officer
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