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EX-99.1 - EXHIBIT 99.1 - PEOPLES FINANCIAL CORP /MS/ex_242852.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8 - K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported) April 23, 2021

 

PEOPLES FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

   

Mississippi

(State or Other Jurisdiction of Incorporation)

001-12103

(Commission File Number)

64-0709834

(IRS Employer Identification No.)

   

152 Lameuse Street Biloxi, MS

(Address of Principal Executive Offices)

39530

(Zip Code)

(228) 435-5511

(Registrant’s Telephone Number, Including Area Code)


                                                                                               

(Former Name or Former Address, if Changed Since Last Report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Trading

 

Title of each class

Symbol(s)

Name of each exchange on which registered

None

PFBX

None

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2 below):

 

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐     Pre-commencement communications pursuant to Rule 13e-4( c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 7.01. Regulation FD Disclosure

 

Chevis C. Swetman, President and Chief Executive Officer of Peoples Financial Corporation (the “Company”), addressed conference attendees at the 2021 Burkenroad Reports Virtual Investment Conference on Friday, April 23, 2021, at approximately 10:45 a.m. Central Time.

 

A copy of the presentation, which was discussed during the presentation, is attached hereto as Exhibit 99.1 to this Current Report on Form 8-K. Such presentation materials are also available on the Company’s website, www.thepeoples.com.

 

The information in this Current Report on Form 8-K, including Exhibit 99.1, attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be incorporated by reference into any registration statement or other document pursuant to the Exchange Act or the Securities Exchange Act of 1933, as amended, except as otherwise expressly stated in such filing.

 

 

Item 9.01. Financial Statements and Exhibits.

 

(d)            Exhibits

 

99.1          Burkenroad Reports Virtual Investment Conference Presentation dated April 23, 2021

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: April 23, 2021

 

 

PEOPLES FINANCIAL CORPORATION

 

 

 

 

 

 

 

 

 

 

By:

/s/ Chevis C. Swetman

 

 

 

 Chevis C. Swetman

 

 

 

 Chairman, President and CEO