Attached files
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| EX-10 - MATERIAL CONTRACTS - SCIENTIFIC INDUSTRIES INC | docslib272155-v2amendment.htm |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
April 13, 2021
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SCIENTIFIC INDUSTRIES, INC.
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(Exact
name of registrant as specified in its charter)
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Delaware
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000-6658
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04-2217279
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(State
or other Jurisdiction)
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(Commission
File Number)
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(IRS
Employer No.)
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80 Orville Drive
Bohemia, New York 11716
__________________________________________________
(Address
of principal executive offices)
(631) 567-4700
__________________________________________________
(Registrant's
telephone number, including area code)
Not Applicable
__________________________________________________
(Former
name or former address, if changed since last report)
ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT
ITEM 3.02. UNREGISTERED SALE OF EQUITY SECURITIES
On
April 13, 2021, Scientific Industries, Inc. (the
“Company”) entered into Amendment No. 1 (the
“Amendment”) to a Securities Purchase Agreement dated
June 18, 2020 (the “Purchase Agreement”) with the
holder of a majority of the shares sold by the Company pursuant to
the Purchase Agreement (the “Purchaser”) to amend the
text of Section 4.13(a) of the Purchase Agreement whereby the
requirement to prepare and file with the Securities and Exchange
Commission a registration statement on Form S-1 or, if available,
on Form S-3 will be effected no later than September 30, 2021 and
the Company will use its best efforts to (i)cause the registration
statement to become effective by December 31, 2021. All other terms
and conditions of the Purchase Agreement remain the
same.
Pursuant
to the Purchase Agreement, the Company had agreed that, no later
than the date that is ten (10) months after the closing date under
the Purchase Agreement, the Company would prepare and file with the
Securities and Exchange Commission a registration statement so as
to permit the registered resale of the shares sold pursuant to the
Purchase Agreement and the shares issuable upon the exercise of
warrants granted under the Purchase Agreement.
A copy
of the amendment is attached as exhibit hereto and the form of the
Purchase Agreement was attached as exhibit 10.1 to the
Company’s Current Report filed on Form 8-K on June 19,
2020.
ITEM 9.01 Financial Statements and Exhibits
(a) and
(b) not applicable
(c)
Exhibits
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Exhibit No.
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Description
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Form of
Amendment of Purchase Agreement, by and between the Company
and
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the
Purchaser
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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SCIENTIFIC INDUSTRIES, INC.
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Date: April 13, 2021
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By:
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/s/ Helena R. Santos
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Helena R. Santos,
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President and Chief Executive Officer
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