UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 5, 2021 (March 19, 2021)

 

 

Steele Creek Capital Corporation

(Exact name of registrant as specified in charter)

 

Maryland   85-1327288
(State or other jurisdiction of
incorporation or registration)
  (I.R.S. Employer
Identification No.)
     
201 S. College Street, Suite 1690, Charlotte, NC   28244
(Address of principal executive offices)   (Zip Code)

 

(704) 343-6011
 
(Registrant’s telephone number, including area code)

 

with copies to:

 

Harry S. Pangas, Esq.

Dechert LLP

1900 K Street NW

Washington, DC 20006

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
N/A   N/A   N/A

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

Item 3.02. Unregistered Sales of Equity Securities.
   

On March 19, 2021, Steele Creek Capital Corporation (the “Company”) sold 18,267.676 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), for an aggregate offering price of $200,000.

 

On April 5, 2021, Steele Creek Capital Corporation (the “Company”) sold 48,061.959 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), for an aggregate offering price of $525,000.

 

The sale of Common Stock was made pursuant to subscription agreements entered into by the Company and its investors. Under the terms of the subscription agreements, investors are required to pay such amount at the time of subscription.

 

The issuance of the Common Stock is exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant to Section 4(2) thereof and Regulation D thereunder.

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Steele Creek Capital Corporation
   
  By: /s/ Douglas S. Applegate, Jr.
  Name: Douglas S. Applegate, Jr.
  Title: Chief Financial Officer

 

April 8,  2021