Forum Merger IV Corp - FORM S-1/A - EX-4.1 - SPECIMEN UNIT CERTIFICATE - March 12, 2021

Attached files

file filename
S-1/A - AMENDMENT NO. 1 TO FORM S-1 - Forum Merger IV Corpea137551-s1a1_forummerger4.htm
EX-99.2 - FORM OF COMPENSATION COMMITTEE CHARTER - Forum Merger IV Corpea137551ex99-2_forummerger4.htm
EX-99.1 - FORM OF AUDIT COMMITTEE CHARTER - Forum Merger IV Corpea137551ex99-1_forummerger4.htm
EX-14 - FORM OF CODE OF ETHICS - Forum Merger IV Corpea137551ex14_forummerger4.htm
EX-10.9 - FORM OF ADMINISTRATIVE SERVICES AGREEMENT BETWEEN THE REGISTRANT AND FORUM CAPIT - Forum Merger IV Corpea137551ex10-9_forummerger4.htm
EX-10.8 - FORM OF INDEMNITY AGREEMENT - Forum Merger IV Corpea137551ex10-8_forummerger4.htm
EX-10.7 - FORM OF PRIVATE PLACEMENT UNITS PURCHASE AGREEMENT BETWEEN THE REGISTRANT AND TH - Forum Merger IV Corpea137551ex10-7_forummerger4.htm
EX-10.6 - FORM OF PRIVATE PLACEMENT UNITS PURCHASE AGREEMENT BETWEEN THE REGISTRANT AND FO - Forum Merger IV Corpea137551ex10-6_forummerger4.htm
EX-10.5 - SECURITIES SUBSCRIPTION AGREEMENT, DATED JANUARY 28, 2021, BETWEEN THE REGISTRAN - Forum Merger IV Corpea137551ex10-5_forummerger4.htm
EX-10.4 - FORM OF REGISTRATION RIGHTS AGREEMENT AMONG THE REGISTRANT, FORUM INVESTORS IV L - Forum Merger IV Corpea137551ex10-4_forummerger4.htm
EX-10.3 - FORM OF INVESTMENT MANAGEMENT TRUST AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER - Forum Merger IV Corpea137551ex10-3_forummerger4.htm
EX-10.2 - PROMISSORY NOTE, DATED JANUARY 28, 2021, ISSUED TO FORUM INVESTORS IV LLC - Forum Merger IV Corpea137551ex10-2_forummerger4.htm
EX-10.1 - FORM OF LETTER AGREEMENT AMONG THE REGISTRANT, EACH OF THE REGISTRANT'S OFFICERS - Forum Merger IV Corpea137551ex10-1_forummerger4.htm
EX-5.1 - OPINION OF WHITE & CASE LLP - Forum Merger IV Corpea137551ex5-1_forummerger4.htm
EX-4.4 - FORM OF WARRANT AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER & TRUST COMPANY AND - Forum Merger IV Corpea137551ex4-4_forummerger4.htm
EX-4.3 - SPECIMEN WARRANT CERTIFICATE - Forum Merger IV Corpea137551ex4-3_forummerger4.htm
EX-4.2 - SPECIMEN CLASS A COMMON STOCK CERTIFICATE - Forum Merger IV Corpea137551ex4-2_forummerger4.htm
EX-3.3 - BY LAWS - Forum Merger IV Corpea137551ex3-3_forummerger4.htm
EX-3.2 - FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION - Forum Merger IV Corpea137551ex3-2_forummerger4.htm
EX-3.1 - CERTIFICATE OF INCORPORATION - Forum Merger IV Corpea137551ex3-1_forummerger4.htm
EX-1.1 - FORM OF UNDERWRITING AGREEMENT - Forum Merger IV Corpea137551ex1-1_forummerger4.htm

Exhibit 4.1

 

NUMBER UNITS
U-  

 

SEE REVERSE FOR CERTAIN DEFINITIONS

 

CUSIP 349875 203

 

FORUM MERGER IV CORPORATION

 

UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE-FOURTH OF ONE REDEEMABLE WARRANT,

EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK

 

THIS CERTIFIES THAT                                     is the owner of                       Units.

 

Each Unit (“Unit”) consists of one (1) share of Class A common stock, par value $0.0001 per share (“Common Stock”), of Forum Merger IV Corporation, a Delaware corporation (the “Company”), and one-fourth of one redeemable warrant (the “Warrant”). Each whole Warrant entitles the holder to purchase one (1) share (subject to adjustment) of Common Stock for $11.50 per share (subject to adjustment). Only whole Warrants are exercisable. Each whole Warrant will become exercisable thirty (30) days after the Company’s completion of a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination with one or more businesses (each a “Business Combination”), and will expire unless exercised before 5:00 p.m., New York City Time, on the date that is five (5) years after the date on which the Company completes its initial Business Combination, or earlier upon redemption or liquidation (the “Expiration Date”). The Common Stock and Warrants comprising the Units represented by this certificate are not transferable separately prior to           , 2021, unless Jefferies LLC elects to allow separate trading earlier, subject to the Company’s filing of a Current Report on Form 8-K with the Securities and Exchange Commission containing an audited balance sheet reflecting the Company’s receipt of the gross proceeds of the Company’s initial public offering and issuing a press release announcing when separate trading will begin. No fractional Warrants will be issued upon separation of the Units. The terms of the Warrants are governed by a Warrant Agreement, dated as of         , 2021 (the “Warrant Agreement”), between the Company and Continental Stock Transfer & Trust Company, as Warrant Agent, and are subject to the terms and provisions contained therein, all of which terms and provisions the holder of this certificate consents to by acceptance hereof. Copies of the Warrant Agreement are on file at the office of the Warrant Agent at 1 State Street, 30th Floor, New York, New York 10004, and are available to any Warrant holder on written request and without cost.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar of the Company.

 

This certificate shall be governed by and construed in accordance with the internal laws of the State of New York.

 

Witness the facsimile signature of a duly authorized signatory of the Company.

 

     
Authorized Signatory   Transfer Agent

 

 

 

 

Forum Merger IV Corporation

 

The Company will furnish without charge to each unitholder who so requests, a statement of the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights.

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM — as tenants in common   UNIF GIFT MIN ACT — ___________ Custodian ___________
                  (Cust)                               (Minor)
TEN ENT — as tenants by the entireties        
            Under Uniform Gifts to Minors Act
JT TEN — as joint tenants with right of survivorship and not as tenants in common      

_____________________________

(State)

 

Additional abbreviations may also be used though not in the above list.

 

For value received, hereby sell, assign and transfer unto

 

(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE)

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

                  Units represented by the within certificate, and do hereby irrevocably constitute and appoint

 Attorney to transfer the said Units on the books of the within named Company with full power of substitution in the premises.

 

Dated

 

     
  Notice: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular, without alteration or enlargement or any change whatever.

 

Signature(s) Guaranteed:  
   
   
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED (OR ANY SUCCESSOR RULE)).  

 

As more fully described in, and subject to the terms and conditions described in, the Company’s final prospectus for its initial public offering dated       , 2021, the holder(s) of this certificate shall be entitled to receive a pro rata portion of certain funds held in the trust account established in connection with the Company’s initial public offering only in the event that (i) the Company redeems the shares of Common Stock sold in the Company’s initial public offering and liquidates because it does not consummate an initial business combination by the date set forth (the “Last Date”) in the Company’s Amended and Restated Certificate of Incorporation, as the same may be amended from time to time (the “Charter”), (ii) the Company redeems the shares of Common Stock sold in its initial public offering properly submitted in connection with a stockholder vote to amend the Charter to modify the substance or timing of the Company’s obligation to redeem 100% of the Common Stock if it does not consummate an initial business combination by the Last Date or with respect to any other material provisions relating to stockholders’ rights or pre-initial business combination activity, or (iii) if the holder(s) seek(s) to redeem for cash his, her or its respective shares of Common Stock in connection with a tender offer (or proxy solicitation, solely in the event the Company seeks stockholder approval of the proposed initial business combination) setting forth the details of a proposed initial business combination. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.