Attached files
| file | filename |
|---|---|
| EX-32.2 - EX-32.2 - AUBURN NATIONAL BANCORPORATION, INC | d37829dex322.htm |
| EX-32.1 - EX-32.1 - AUBURN NATIONAL BANCORPORATION, INC | d37829dex321.htm |
| EX-31.2 - EX-31.2 - AUBURN NATIONAL BANCORPORATION, INC | d37829dex312.htm |
| EX-21.1 - EX-21.1 - AUBURN NATIONAL BANCORPORATION, INC | d37829dex211.htm |
| EX-4.1 - EX-4.1 - AUBURN NATIONAL BANCORPORATION, INC | d37829dex41.htm |
| 10-K - 10-K - AUBURN NATIONAL BANCORPORATION, INC | d37829d10k.htm |
AUBURN NATIONAL BANCORPORATION, INC AND
SUBSIDIARIES
EXHIBIT 31.1
CERTIFICATION PURSUANT
TO
RULE 13a-14 OF THE SECURITIES EXCHANGE ACT OF
1934,
AS ADOPTED PURSUANT
TO
SECTION 302 OF THE SARBANES-OXLEY ACT OF
2002
CERTIFICATION
I, Robert W. Dumas, certify
that:
1. I have reviewed this Annual Report on Form 10-K of Auburn
National Bancorporation, Inc.;
2. Based on my knowledge, this report does not contain any
untrue statement of a material fact or omit to state a
material fact necessary to make the statements made, in light
of the circumstances under which such statements were
made, not misleading with respect to the period covered by this
report;
3. Based on my knowledge, the financial statements, and
other financial information included in this report, fairly
present in all material respects the financial condition,
results of operations and cash flows of the registrant as of,
and for, the periods presented in this
report;
4. The registrant’s other certifying
officer and I are responsible for establishing and maintaining disclosure controls
and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial
reporting (as defined in Exchange Act Rules 13a-15(f) and 15d -15(f)) for the registrant and
have:
a)
Designed such disclosure controls and procedures, or caused such disclosure controls and
procedures to be
designed under our supervision, to ensure that material information
relating to the registrant, including its
consolidated subsidiaries, is made known to us by others within those
entities, particularly during the
period in which this report is being
prepared;
b)
Designed such internal control over financial reporting,
or caused such internal control over financial
reporting to be designed under our supervision, to provide
reasonable assurance regarding the reliability of
financial reporting and the preparation of financial
statements for external purposes in accordance with
generally accepted accounting
principles;
c)
Evaluated the effectiveness of the
registrant’s disclosure controls and procedures and presented in this
report our conclusions about the
effectiveness of the disclosure controls and procedures, as of the end of
the period covered by this report based on
such evaluation;
and
d)
Disclosed in this report any change in the
registrant’s internal control over financial reporting that occurred
during the registrant’s most recent
fiscal quarter (the registrant’s fourth fiscal quarter in the case of an
annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s
internal control over financial reporting;
and
5. The registrant’s other certifying officer and
I have disclosed, based on our most recent evaluation of internal
control over financial reporting, to the
registrant’s auditors and the audit committee of the registrant’s board of
directors (or persons performing the equivalent
functions):
a)
All significant deficiencies and material weaknesses in the design or operation of internal control over
financial reporting which are reasonably likely to adversely affect the registrant’s ability
to record, process,
summarize and report financial information;
and
b)
Any fraud, whether or not material, that involves
management or other employees who have a significant
role in the registrant’s
internal control over financial reporting.
Date: March 9,
2021
/s/ Robert
W. Dumas
Chairman, President and CEO