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EX-4.4 - FORM OF WARRANT AGREEMENT BETWEEN CONTINENTAL STOCK TRANSFER & TRUST COMPANY AND - Colicity Inc.ea135942ex4-4_colicityinc.htm

As filed with the Securities and Exchange Commission on February 18, 2021.

Registration No. 333-252811

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

 

AMENDMENT NO 2

TO

FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

  

 

 

Colicity Inc.

(Exact name of registrant as specified in its charter)

  

 

 

Delaware   6770   85-3526440
(State or other jurisdiction of
incorporation or organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification Number)

 

2300 Carillon Point
Kirkland, WA 98033
Telephone: (435) 278-7100

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

 

Craig O. McCaw
Chief Executive Officer
2300 Carillon Point
Kirkland, WA 98033
Telephone: (425) 278-7100

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:

David A. Sakowitz, Esq.
Winston & Strawn LLP
200 Park Avenue

New York, New York 10166
Tel: (212) 294-6700
  Paul D. Tropp, Esq.
Christopher J. Capuzzi, Esq.
Ropes & Gray LLP
1211 Avenue of the Americas
New York, New York 10036
Tel: (212) 596-9000

 

 

 

Approximate date of commencement of proposed sale to the public:

 

As soon as practicable after the effective date of this registration statement.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. ☐

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer ☐   Accelerated filer ☐   Non-accelerated filer ☒   Smaller reporting company
            Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

 

EXPLANATORY NOTE

 

Colicity Inc. is filing this Amendment No. 2 to its registration statement on Form S-1 (File No. 333-252811) as an exhibit-only filing. Accordingly, this amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibit. The remainder of the Registration Statement is unchanged and has therefore been omitted.

 

 

 

Item 16. Exhibits and Financial Statement Schedules.

 

(a) Exhibits.    The following exhibits are being filed herewith:

 

EXHIBIT INDEX

 

Exhibit No.   Description
1.1**   Form of Underwriting Agreement.
3.1**   Certificate of Incorporation.
3.2**   Certificate of Incorporation Amendment No. 1.
3.3**   Form of Amended and Restated Certificate of Incorporation.
3.4**   By Laws.
4.1**   Specimen Unit Certificate.
4.2**   Specimen Class A Common Stock Certificate.
4.3**   Specimen Warrant Certificate.
4.4*   Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant.
5.1**   Opinion of Winston & Strawn LLP.
10.1**   Form of Letter Agreement among the Registrant, X-icity Holdings Corporation and each of the executive officers and directors of the Registrant.
10.2**   Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Registrant.
10.3**   Form of Registration Rights Agreement among the Registrant, X-icity Holdings Corporation and the Holders signatory thereto.
10.4**   Form of Private Placement Warrants Purchase Agreement between the Registrant and X-icity Holdings Corporation.
10.5**   Form of Indemnity Agreement.
10.6**   Promissory Note issued to X-icity Holdings Corporation.
10.7**   Securities Subscription Agreement between the Registrant and X-icity Holdings Corporation.
10.8**   Form of Administrative Services Agreement between the Registrant and Pendrell.
14**   Form of Code of Ethics.
23.1**   Consent of WithumSmith+Brown, PC.
23.2**   Consent of Winston & Strawn LLP (included on Exhibit 5.1).
24 **   Power of Attorney (included on signature page to the initial filing of this Registration Statement).
99.1**   Form of Audit Committee Charter.
99.2**   Form of Compensation Committee Charter.
99.3**   Consent of Dennis Weibling.
99.4**   Consent of Wayne Perry.
99.5**   Consent of Cathleen A. Massey.

 

*Filed herewith.

**Previously filed

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Kirkland, State of Washington, on the 18th day of February, 2021.

 

  COLICITY, INC.
   
  By: /s/ Craig McCaw
    Craig McCaw
    Chief Executive Officer and Director

 

POWER OF ATTORNEY

 

Each person whose signature appears below hereby constitutes and appoints each of Criag McCaw and Steve Ednie his true and lawful attorney-in-fact, with full power of substitution and resubstitution for such person and in his name, place and stead, in any and all capacities to sign any and all amendments including post-effective amendments to this registration statement and any and all registration statements filed pursuant to Rule 462 under the Securities Act of 1933, as amended, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorney-in-fact or his substitute, each acting alone, may lawfully do or cause to be done by virtue thereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Name   Position   Date
         
/s/ Craig McCaw   Chief Executive Officer and Director   February 18, 2021
Craig McCaw   (Principal Executive Officer)    
         
/s/ Steve Ednie   Chief Financial Officer and Secretary   February 18, 2021
Steve Ednie   (Principal Financial and Accounting Officer)    
         
/s/ R. Gerard Salemme   Director   February 18, 2021
R. Gerard Salemme        

 

 

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