SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Current Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 9, 2021
(Exact name of the registrant as specified in its charter)
(State or other jurisdiction of incorporation)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
◻ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
◻ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
◻ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
◻ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ◻
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Name of each exchange on which registered
Common Stock, par value $0.01 per share
Nasdaq Global Market
Item 5.07. Submission of Matters to a Vote of Security Holders.
(b) At the Company’s 2021 Annual Meeting on February 9, 2021, of the 4,276,814 shares outstanding and entitled to vote, 3,485,413 shares were represented, constituting a quorum. The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting, as certified by the Inspector of Elections for the Meeting, are as follows:
Item No. 1: Election of five directors to serve until the Company’s 2021 Annual Meeting or until their respective successors are elected and qualified, by the votes set forth in the table below.
Ismail “Izzy” Azeri
C. Shelton James
Marilyn T. Smith
Item No. 2: Advisory vote to approve the compensation paid to the Company’s named executive officers, voted as follows:
Item No. 3: Ratification of the appointment of RSM US, LLP as the Company’s independent auditors for fiscal 2021 voted as follows:
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: February 16, 2021
By: /s/Gary W. Levine
Gary W. Levine
Chief Financial Officer