Attached files
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EX-99.1 - ADDITIONAL EXHIBITS - TRIO-TECH INTERNATIONAL | ex99-1.htm |
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC
20549
FORM
8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR
15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of report (Date of earliest
event reported): February 11, 2021
TRIO-TECH
INTERNATIONAL
(Exact Name of Registrant as
Specified in Its Charter)
California
(State or Other Jurisdiction of
Incorporation)
1-14523
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95-2086631
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(Commission File
Number)
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(IRS Employer Identification
No.)
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Block
1008 Toa Payoh North, Unit 03-09
Singapore
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318996
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(Address of Principal Executive
Offices)
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(Zip Code)
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(656) 265
3300
(Registrant’s Telephone
Number, Including Area Code)
_________________________________________________________________________________________
(Former Name or Former
Address, if Changed Since Last Report)
Securities registered or to be
registered pursuant to Section 12(b) of the
Act:
Title of each
class
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Trading
Symbol(s)
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Name of each exchange on which
registered
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Common Stock, no par
value
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TRT
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NYSE American
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Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b2 of the Securities Exchange Act of 1934 (17
CFR 240.12b2) Emerging growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act ☐
Item 2.02 Results of Operations and Financial
Conditions
On February 11, 2021, Trio-Tech International issued a press
release announcing its financial results for the fiscal quarter
ended December 31, 2020. A copy of the press release is attached as
Exhibit 99.1.
The information in this Current Report, including the exhibit
hereto, is being furnished and shall not be deemed
“filed” for the purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that
Section. The information in this Current Report, including the
exhibit hereto, shall not be incorporated by reference into any
filings under the Securities Act of 1933, as amended, or the
Exchange Act, regardless of any general incorporation language in
such filing.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
99.1 Press Release of Trio-Tech
International dated February 11, 2020
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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TRIO-TECH
INTERNATIONAL
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Date: February 11,
2021
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By:
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/s/ VICTOR H.M.
TING
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Victor
H.M. Ting |
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Vice President and
Chief Financial Officer |
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EXIBIT INDEX
Exhibit Number
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Description
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Press Release of Trio-Tech International dated February
11, 2021
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