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EX-99.1 - EX-99.1 - BALANCE SHEET 01-28-2021 - LMF Acquisition Opportunities Inclmao-ex991_9.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 3, 2021 (January 28, 2021)

 

LMF ACQUISITION OPPORTUNITIES, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation)

001-39927

(Commission File Number)

85-3681132

(IRS Employer Identification No.)

 

 

 

 

1200 West Platt Street, Suite 100

Tampa, Florida 33606

(Address of principal executive offices, including zip code)

 

(813) 222-8996

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:

Trading symbol

Name of each exchange on which registered

Units, each consisting of one share of Class A Common Stock, and one Warrant

LMAOU

The Nasdaq Stock Market LLC

Class A Common Stock, par value $0.0001 per share

LMAO

The Nasdaq Stock Market LLC

Warrants, each warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share

LMAOW

The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

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Item 8.01.

Other Events.

 

On January 28, 2021, LMF Acquisition Opportunities Inc. (the “Company”) consummated its initial public offering (the “IPO”) of 10,350,000 units (the “Units”). Each Unit consists of one share of Class A common stock of the Company, par value $0.0001 per share (“Class A Common Stock”) and one redeemable warrant of the Company (each, a “Warrant”), with each Warrant entitling the holder thereof to purchase one share of Class A Common Stock for $11.50 per share. The Units were sold at a price of $10.00 per Unit, generating gross proceeds to the Company of $103,500,000. The Company granted the underwriters in the IPO, a 45-day option to purchase up to 1,125,000 additional Units solely to cover over-allotments, if any.

 

On September 11, 2020, simultaneously with the consummation of the IPO, the Company completed the private sale (the “Private Placement”) of an aggregate of 5,198,000 Warrants (the “Private Placement Warrants”) to LMF Acquisition Opportunities Inc. (the “Sponsor”), generating gross proceeds to the Company of $5,198,000.

 

A total of $109,238,000, comprised of $103,500,000 of the proceeds from the IPO (which amount includes $3,622,500 of the underwriters’ deferred discount) and $5,198,000 of the proceeds of the sale of the Private Placement Warrants, was placed in a U.S.-based trust account maintained by Continental Stock Transfer & Trust Company, acting as trustee.

 

An audited balance sheet as of January 28, 2021 reflecting receipt of the proceeds upon consummation of the IPO and the Private Placement has been issued by the Company and is included as Exhibit 99.1 to this Current Report on Form 8-K.

 

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits

 

The following exhibits are being filed herewith:

 

Exhibit

Number

 

Description

 

 

 

 

 

 

99.1

 

Audited Balance Sheet as of January 28, 2021

 

***

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

LMF Acquisition Opportunities, Inc.

 


 


 


By:

/s/ Richard Russell

Richard Russell
Chief Financial Officer, Treasurer and Secretary


Dated:  February 3, 2021


 


 


 

 

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