Attached files
| file | filename |
|---|---|
| EX-14.1 - CODE OF ETHICS OF ECOARK HOLDINGS, INC. - Ecoark Holdings, Inc. | ea134481ex14-1_ecoarkhold.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) January 31, 2021
| Ecoark Holdings, Inc. |
| (Exact name of registrant as specified in its charter) |
| Nevada | 000-53361 | 30-0680177 | ||
| (State
or other jurisdiction of incorporation) |
(Commission File Number) | (IRS
Employer Identification No.) |
| 303 Pearl Parkway Suite 200, San Antonio, TX | 78215 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: 1-800-762-7293
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act: None
Item 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.
On January 31, 2021, the Board of Directors of Ecoark Holdings, Inc. (the “Company”) approved and adopted a new Code of Ethics of the Company (the “Code of Ethics”) applicable to all directors, officers, employees and certain consultants of the Company. The Code of Ethics establishes basic standards of business practice, as well as professional and personal conduct that are expected of all covered persons. The adoption of the Code of Ethics did not relate to or result in any waiver, whether explicit or implicit, of any provision of the Company’s former Code of Ethics.
A copy of the Code of Ethics is attached hereto as Exhibit 14.1 and is also available on the “Investor Relations” page of the Company’s website at www.ecoarkusa.com. The foregoing description of the Code of Ethics does not purport to be complete and is qualified in its entirety by reference to the full text of the Code of Ethics, which is incorporated herein by reference. The other contents of the Company’s website are not incorporated by reference in this current report on Form 8-K.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
| Exhibit No. | Exhibit | |
| 14.1 | Code of Ethics of Ecoark Holdings, Inc. |
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| February 3, 2021 | Ecoark Holdings, Inc. | |
| By: | /s/ Randy S. May | |
| Randy
S. May Chief Executive Officer | ||
2