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EX-9.3 - STRATA INVESTOR PRESENTATION DATED JANUARY 2021 - STRATA Skin Sciences, Inc.ex_9-3.htm
EX-9.2 - STRATA PRESS RELEASE DATED 1/12/21 HOME BY XTRAC - STRATA Skin Sciences, Inc.ex_9-2.htm
EX-9.1 - STRATA PRESS RELEASE DATED 1/12/21 FINANCIAL RESULTS - STRATA Skin Sciences, Inc.ex_9-1.htm




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_____________

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of report (Date of earliest event reported): January 12, 2021


STRATA SKIN SCIENCES, INC.
(Exact Name of Registrant Specified in Charter)
 
Delaware
000-51481
13-3986004
(State or Other
(Commission File
(I.R.S. Employer
Jurisdiction of
Number)
Identification No.)
Incorporation)
 
 
  
 
5 Walnut Grove Drive, Suite 140, Horsham, Pennsylvania
     19044
 
 
(Address of Principal Executive Offices)
(Zip Code)
 
  
Registrant's telephone number, including area code:   215-619-3200

 (Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock, $0.001 par value per share
SSKN
The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company □

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. □


Item 2.02. Results of Operations and Financial Condition.

On January 12, 2021, STRATA Skin Sciences, Inc. (the “Company”) issued a press release announcing its preliminary, unaudited fourth quarter 2020 financial results and key operational metrics. The full text of such press release is furnished as Exhibit 99.1 to this report.

The information set forth under this Item 2.02, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in any such filing.

Item 7.01. Regulation FD Disclosure.

On January 12, 2021, the Company issued a press release announcing its preliminary, unaudited fourth quarter 2020 financial results and key operational metrics. The full text of such press release is furnished as Exhibit 99.1 to this report.

On January 12, 2021, the Company issued a press release announcing the introduction of a new business, branded “Home by XTRAC™”. The full text of such press release is furnished as Exhibit 99.2 to this report

On January 12, 2021, the Company posted an investor presentation to its website at https://strataskinsciencesinc.gcs-web.com/. A copy of the investor presentation is attached as Exhibit 99.3 to this Current Report on Form 8-K.

The information set forth under this Item 7.01, including Exhibit 99.1, Exhibit 99.2, and Exhibit 99.3, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in any such filing.

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Item 9.01. Financial Statements and Exhibits.
 

(d) Exhibits.

The following press release is furnished as an exhibit to this Current Report on Form 8-K pursuant to Item 2.02 and shall not be deemed to be “filed”:

99.1 Press Release dated January 12, 2021 issued by STRATA Skin Sciences, Inc.

99.2 Press Release dated January 12, 2021 issued by STRATA Skin Sciences, Inc.

99.3 STRATA   STRATA STRATA Skin Sciences Investor Presentation dated January 12, 2021.


 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
STRATA SKIN SCIENCES, INC.
 
 
 
 
 
Date: January 12, 2021
By:
/s/ Matthew C. Hill               
 
 
 
Matthew C. Hill
 
 
 
Chief Financial Officer
 

 


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