UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

  

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): January 5, 2021 (December 29, 2020)

 

FINSERV ACQUISITION CORP.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   001-39116   84-2704291
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

c/o Ellenoff Grossman & Schole LLP
1345 Avenue of the Americas

New York, New York

  10105
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (646) 965-8218

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class  

Trading Symbol(s)

  Name of each exchange on which registered
Units, each consisting of one share of Class A Common Stock, and one-half of one Redeemable Warrant   FSVRU   The NASDAQ Stock Market LLC
         
Class A Common Stock, par value $0.0001 per share   FSRV   The NASDAQ Stock Market LLC
         
Redeemable Warrants   FSRVW   The NASDAQ Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

  

On December 29, 2020, FinServ Acquisition Corp. (the “Company”) held its 2020 annual meeting of stockholders (the “Meeting”). At the Meeting, stockholders (i) re-elected one director to serve as the Class I director on the Company’s board of directors (“Board”) until the 2023 annual meeting of stockholders or until his successor is duly elected and qualified and (ii) ratified the selection by the audit committee of the Board of WithumSmith+Brown, PC (“Withum”) to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2020.

 

Set forth below are the final voting results for each of the proposals:

 

Proposal No. 1 – Election of director

 

Aris Kekedjian was re-elected to serve as the Class I director. The voting results were as follows:

 

   For  Against  Abstain  Broker Non-Votes
Aris Kekedjian  13,562,856  0  5,215,537  0

 

Proposal No. 2 – Ratification of independent registered public accounting firm

 

The Company’ stockholders ratified the selection of Withum to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2020. The voting results were as follows:

 

For  Against  Abstain Broker Non-Votes
18,777,382  955  56  0

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: January 5, 2021

 

  FINSERV ACQUISTION CORP.
     
  By: /s/ Lee Einbinder
  Name: Lee Einbinder
  Title: Chief Executive Officer

 

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