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EX-23.5 - EX-23.5 - ALTA EQUIPMENT GROUP INC.d97612dex235.htm
EX-23.4 - EX-23.4 - ALTA EQUIPMENT GROUP INC.d97612dex234.htm
EX-23.3 - EX-23.3 - ALTA EQUIPMENT GROUP INC.d97612dex233.htm
EX-23.2 - EX-23.2 - ALTA EQUIPMENT GROUP INC.d97612dex232.htm
EX-23.1 - EX-23.1 - ALTA EQUIPMENT GROUP INC.d97612dex231.htm
EX-5.1 - EX-5.1 - ALTA EQUIPMENT GROUP INC.d97612dex51.htm

As filed with the U.S. Securities and Exchange Commission on December 17, 2020

Registration No. 333-                    

 

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER THE SECURITIES ACT OF 1933

 

 

Alta Equipment Group Inc.

(Exact name of registrant as specified in our charter)

 

 

 

Delaware   5084   83-2583782
(State or Other Jurisdiction of
Incorporation or Organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification No.)

13211 Merriman Road

Livonia, Michigan 48150

(248) 449-6700

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Ryan Greenawalt

Chief Executive Officer

13211 Merriman Road

Livonia, Michigan 48150

(248) 449-6700

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

Jeffrey A. Hoover

Jude M. Sullivan

Howard & Howard Attorneys PLLC

450 West 4th Street

Royal Oak, Michigan 48067

 

Dean M. Colucci

Alex Pherson

Leigh Krafchek

Duane Morris LLP

1540 Broadway

New York, NY 10036

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box:  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ File number 333-251097

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 under the Securities Exchange Act of 1934:

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of

Securities to be Registered

  Proposed Maximum
Aggregate Offering Price(1)
  Amount of
Registration Fee(2)

Depositary shares representing a 1/1000th fractional interest in a share of 10% Series A Cumulative Perpetual Preferred Stock, $0.0001 par value per share

  $5,000,000   $546

10% Series A Cumulative Perpetual Preferred Stock, $0.0001 par value per share

  (3)   (3)

 

 

(1)

Includes depositary shares issuable upon exercise of the underwriters’ option to purchase additional depositary shares.

(2)

Based upon the public offering price. The registrant previously registered an aggregate of $25,000,000 of depositary shares on its Registration Statement on Form S-1 (File No. 333-251097), for which a filing fee of $3,273 was previously paid.

(3)

200 shares of Series A Cumulative Perpetual Preferred Stock, $0.0001 par value per share may be issuable upon exchange of depositary shares registered hereunder. No separate consideration will be received for such preferred stock.

 

 

The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 

 


EXPLANATORY NOTE AND INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

Alta Equipment Group Inc., a Delaware corporation, is filing this registration statement with respect to the registration of additional shares of its 10% Series A Cumulative Perpetual Preferred Stock, $0.0001 par value per share (the “Series A Preferred”) and depositary shares representing a 1/1000th fractional interest in a share of Series A Preferred, pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended (the “Securities Act”). The contents of the registration statement on Form S-1 (Registration No. 333-251097), initially filed with the Securities and Exchange Commission on December 3, 2020, as amended by Amendment No. 1 thereto filed on December 15, 2020 and Amendment No. 2 thereto filed on December 16, 2020 which was declared effective on December 17, 2020, including the exhibits thereto, are incorporated herein by reference.

The required opinions and consents are listed on an Exhibit Index attached hereto and filed herewith.



SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Livonia, State of Michigan, on December 17, 2020.

 

ALTA EQUIPMENT GROUP INC.
By:   /s/ Ryan Greenawalt
Name:   Ryan Greenawalt
Title:   Chief Executive Officer

POWER OF ATTORNEY

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated below.

 

/s/ Ryan Greenawalt

Ryan Greenawalt

  

Chief Executive Officer and Director

(principal executive officer)

  December 17, 2020

/s/ Anthony Colucci

Anthony Colucci

  

Chief Financial Officer

(principal financial officer and principal accounting officer)

  December 17, 2020

*

Zachary Savas

   Director   December 17, 2020

*

Daniel Shribman

   Director   December 17, 2020

*

Andrew Studdert

   Director   December 17, 2020

*

Katherine White

   Director   December 17, 2020

 

*By:  

/s/ Ryan Greenawalt

  Attorney-in-fact

 

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