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EX-99 - CORPORATE PRESENTATION - Charlie's Holdings, Inc. | ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K/A
(Amendment No.
1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of
report (Date of earliest event reported): December 14, 2020
Commission
File Number: 001-32420
Charlie's Holdings, Inc.
(Exact
name of registrant as specified in its charter.)
Nevada
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84-1575085
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(State
or other jurisdiction of incorporation or
organization)
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(IRS
Employer Identification No.)
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1007 Brioso Drive, Costa Mesa, California 92627
(Address
of principal executive offices)
949-203-3500
(Registrant's
Telephone number)
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of exchange on which registered
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N/A
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CHUC
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N/A
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17
CFR 240.12b-2)
Emerging
growth company [ ]
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. [ ]
EXPLANATORY
NOTE
Charlie's Holdings,
Inc. (the “Company”) is filing this
Amendment No. 1 on Form 8-K/A (this “Amendment No. 1”) to its Current
Report on Form 8-K originally filed with the Securities and
Exchange Commission (the “SEC”) on December 15, 2020 (the
“Original Form
8-K”), solely to provide an updated Exhibit 99.1,
“Corporate Presentation dated December 2020,” which
exhibit inadvertently
omitted two slides that were included
with the Original Form 8-K.
Except
as described above, this Amendment No. 1 does not amend, modify or
update the information the Original Form 8-K.
Item
7.01 Regulation FD Disclosure.
On December 14, 2020, Charlie's Holdings,
Inc. began utilizing a new corporate presentation (the
“Corporate
Presentation”) for
business purposes. A copy of the Corporate Presentation is attached
hereto as Exhibit 99.1.
The information in this
Current Report on Form 8-K, including the
information set forth in Exhibit 99.1, are being furnished and
shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended
(the “Exchange
Act”), nor shall
Exhibit 99.1 filed herewith be deemed incorporated by reference in
any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such a filing.
Item 9.01
Financial Statements and Exhibits
(d)
Exhibits
Exhibit
No.
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Description
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Corporate Presentation
dated December 2020
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Charlie's Holdings, Inc.
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Date:
December 16, 2020
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By:
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/s/
David Allen
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David
Allen
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Chief
Financial Officer
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Exhibit Index
Exhibit No.
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Description
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Corporate
Presentation dated December 2020
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