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EX-23.1 - EX-23.1 - BioAtla, Inc.d39433dex231.htm
EX-5.1 - EX-5.1 - BioAtla, Inc.d39433dex51.htm

As filed with the Securities and Exchange Commission on December 15, 2020

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

BioAtla, Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   2836   85-1922320
(State or other jurisdiction of
incorporation or organization)
  (Primary Standard Industrial
Classification Code Number)
 

(I.R.S. Employer

Identification Number)

11085 Torreyana Road

San Diego, California 92121

(858) 558-0708

(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)

 

 

Jay M. Short, Ph.D.

Chairman and Chief Executive Officer

BioAtla, Inc.

11085 Torreyana Road

San Diego, California 92121

(858) 558-0708

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

David Schulman, Esq.

David Rosenthal, Esq.

Dechert LLP

1900 K Street, N.W.

Washington, D.C 20006-1110

(202) 261-3300

 

William Fogg, Esq.

Michael Mariani, Esq.

Cravath, Swaine & Moore LLP

Worldwide Plaza

825 Eighth Avenue

New York, NY 10019

(212) 474-1000

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ (333-250093)

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of Securities to be Registered   Amount to be
Registered(1)
  Proposed Maximum
Aggregate Offering
Price Per Share
  Proposed Maximum
Aggregate Offering
Price
  Amount of
Registration Fee(2)(3)

Common Stock, $0.0001 par value per share

  1,265,000   $18.00   $22,770,000   $2,484.21

 

 

(1)

Represents only the additional number of shares being registered and includes 165,000 additional shares of common stock that the underwriters have the option to purchase. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-250093).

(2)

The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, based on the proposed maximum aggregate offering price.

(3)

The registrant previously registered 10,810,000 shares of its common stock with an aggregate offering price not to exceed $183,770,000 on a Registration Statement on Form S-1 (File No. 333-250093), which was declared effective by the Securities and Exchange Commission on December 15, 2020. In accordance with Rule 462(b) under the Securities Act, as amended, an additional amount of securities having a proposed maximum aggregate offering price of $22,770,000 are hereby registered, which includes shares issuable upon the exercise of the underwriters’ option to purchase additional shares.

 

 

This Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.

 

 

 


EXPLANATORY NOTE AND INCORPORATION BY REFERENCE

This Registration Statement on Form S-1 (this “Registration Statement”) is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, for the sole purpose of increasing the aggregate number of shares of common stock offered by BioAtla, Inc. (the “Registrant”) by 1,265,000 shares, 165,000 of which are subject to purchase upon exercise of the underwriters’ option to purchase additional shares of the Registrant’s common stock. The additional securities that are being registered for sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Registration Statement on Form S-1, as amended (File No. 333-250093) (the “Prior Registration Statement”). The information set forth in the Prior Registration Statement and all exhibits thereto are hereby incorporated by reference in this filing.

The required opinion and consents are listed on an Exhibit Index attached hereto and filed herewith.



Signatures

Pursuant to the requirements of the Securities Act, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on the 15th day of December, 2020.

 

BIOATLA, INC.
By:  

/s/ Jay M. Short

  Jay M. Short, Ph.D.
  Chief Executive Officer

Pursuant to the requirements of the Securities Act, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/ Jay M. Short

Jay M. Short, Ph.D.

  

Chief Executive Officer and Director

(Principal Executive Officer)

   December 15, 2020

/s/ Richard A. Waldron

Richard A. Waldron

   Chief Financial Officer (Principal Financial and Accounting Officer)    December 15, 2020

*

Scott Smith

   President and Director    December 15, 2020

*

Priyanka Belawat, Ph.D.

   Director    December 15, 2020

*

Guy Levy

   Director    December 15, 2020

*

Lawrence Steinman

   Director    December 15, 2020

*

Mary Ann Gray, Ph.D.

   Director    December 15, 2020

*

Susan Moran, M.D.

   Director    December 15, 2020

 

*By:  

/s/ Jay M. Short

  Jay M. Short, Ph.D. Attorney-in-Fact