Attached files

file filename
EX-99.3 - Fat Brands, Incex99-3.htm
EX-99.2 - Fat Brands, Incex99-2.htm
EX-99.1 - Fat Brands, Incex99-1.htm
EX-23.1 - Fat Brands, Incex23-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K/A

Amendment No. 1

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 21, 2020

 

FAT Brands Inc.

(Exact name of Registrant as Specified in Its Charter)

 

Delaware   001-38250   82-1302696
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

9720 Wilshire Blvd., Suite 500

Beverly Hills, CA

  90212
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (310) 319-1850

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered

Common Stock, par value $0.0001 per

share

  FAT   The Nasdaq Stock Market LLC
Series B Cumulative Preferred Stock, par value $0.0001 per share   FATBP   The Nasdaq Stock Market LLC
Warrants to purchase Common Stock   FATBW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company [X]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]

 

 

 

   
   

 

EXPLANATORY NOTE

 

As previously reported under Items 1.01 and 2.01 of the Current Report on Form 8-K filed by FAT Brands Inc. (“FAT”) on September 25, 2020, FAT completed its acquisition of the Johnny Rockets branded restaurants and franchising business through the acquisition of Johnny Rockets Holding Co., a Delaware corporation, from Sundae Group Holdings I, LLC pursuant to a Stock Purchase Agreement (the “Purchase Agreement”) dated August 12, 2020. The Johnny Rockets branded restaurants and franchising business (“Johnny Rockets”) operates through The Johnny Rockets Group, Inc., a Delaware corporation and the wholly-owned subsidiary of Johnny Rockets Holding Co, and its subsidiaries. The results of Johnny Rockets have been included in FAT’s consolidated financial statements since the date of acquisition.

 

This Current Report on Form 8-K/A amends the original Form 8-K to provide the historical financial statements of Johnny Rockets required under Item 9.01(a) and the pro forma financial information required under Item 9.01(b).

 

Item 9.01. Financial Statements and Exhibits.

 

(a) Financial Statements of Businesses Acquired.

 

The audited financial statements of Johnny Rockets for the years ended December 29, 2019 and December 30, 2018 are included as Exhibit 99.1 to this Current Report on Form 8-K/A and are incorporated by reference herein.

 

The unaudited financial statements of Johnny Rockets for the interim twenty-six week period ended June 28, 2020 are included as Exhibit 99.2 to this Current Report on Form 8-K/A and are incorporated by reference herein.

 

(b) Pro Forma Financial Information.

 

The unaudited pro forma consolidated financial statements of FAT and Johnny Rockets with respect to the year ended December 29, 2019 and the twenty-six weeks ended June 28, 2020 are included as Exhibit 99.3 to this Current Report on Form 8-K/A and are incorporated by reference herein.

 

(d) Exhibits.

 

Exhibit No.   Description
23.1   Consent of Independent Certified Public Accountants
99.1   Audited Consolidated Financial Statements of The Johnny Rockets Group, Inc. and Subsidiaries as of December 29, 2019 and December 30, 2018 and the years then ended and notes thereto.
99.2   Unaudited Consolidated Financial Statements of The Johnny Rockets Group, Inc. and Subsidiaries as of and for the interim twenty-six week period ended June 28, 2020 and notes thereto.
99.3   Unaudited Pro Forma Combined Financial Information for the year ended December 29, 2019 and the interim period ended June 28, 2020 and notes thereto.

 

   
   

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: December 7, 2020

 

  FAT Brands Inc.
     
  By: /s/ Andrew A. Wiederhorn
    Andrew A. Wiederhorn
    Chief Executive Officer