AND EXCHANGE COMMISSION
to Section 13 or 15(d) of The
Exchange Act of 1934
of Report (Date of earliest event reported)
Acquisition I Limited
Name of Registrant as Specified in its Charter)
|British Virgin Islands
|(State or other jurisdiction
||(Commission File Number)
Unit 902, Lucky Building
39-41 Wellington Street,
|(Address of Principal Executive Offices)
telephone number, including area code: +852 3998 4852
name or former address, if changed since last report)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
communications pursuant to Rule 425 under the Securities Act
material pursuant to Rule 14a-12 under the Exchange Act
communications pursuant to Rule 14d-2(b) under the Exchange Act
communications pursuant to Rule 13e-4(c) under the Exchange Act
registered pursuant to Section 12(b) of the Act:
of each class
of each exchange on
each consisting of one Ordinary Share, par value $.0001 per share, one Redeemable Warrant to acquire one-half of one Ordinary
Share, and one Right to acquire one-tenth (1/10) of an Ordinary Share
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use
the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act. ☐
1.01. Entry into a Material Definitive Agreement.
disclosure contained in Item 2.03 is incorporated by reference in this Item 1.01
2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
December 3, 2020, Tottenham Acquisition I Limited (the “Company”) issued an unsecured promissory note in the aggregate
principal amount of $115,028.27 (the “Note”) to Norwich Investment Limited, the Company’s initial public offering
sponsor (“Norwich”) in exchange for Norwich depositing such amount into the Company’s trust account in order
to extend the amount of time it has available to complete a business combination. The Note does not bear interest and mature upon
closing of a business combination by the Company. In addition, the Note may be converted by the holder into units of the Company
identical to the units issued in the Company’s initial public offering at a price of $10.00 per unit.
8.01 Other Events
Company issued the release filed herewith on December 4, 2020. The materials attached as Exhibit 99.1 are incorporated by reference
9.01. Financial Statements and Exhibits.
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
December 4, 2020
|TOTTENHAM ACQUISITION I LIMITED
||Chief Executive Officer