UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): October 22, 2020
CARBON ENERGY CORPORATION
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(Exact name of registrant as specified in charter)
Delaware 000-02040 26-0818050
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(State or Other (Commission File (IRS Employer
Jurisdiction Number) Identification No.)
of Incorporation)
1700 Broadway, Suite 1170, Denver,
Colorado 80290
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(Address of principal executive (Zip code)
offices)
(720) 407-7030
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(Registrant's telephone number including area
code)
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(Former Name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-14(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Name of each
Title of each class Trading Symbol(s) exchange on which registered
------------------- ----------------- ------------------------------
None N/A N/A
Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (ss.230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (ss.240.12b-2 of this
chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13a of the
Exchange Act. [ ]
Item 5.07. Submission of Matters to a Vote of Securities Holders.
A special meeting of the shareholders of Carbon Energy Corporation was held
on October 22, 2020. At the meeting the following proposal was ratified by the
shareholders:
(1) Amending the Company's Amended and Restated Certificate of Incorporation to
reverse split the outstanding shares of the Company's common stock on a
4-for-1 basis.
The following is a tabulation of votes cast with respect to this proposal:
Votes Broker
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For Against Abstain Non-Votes
5,409,658 --- --- ---
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this Current Report on Form 8-K to be signed on its
behalf by the undersigned, hereunto duly authorized.
October 22, 2020 CARBON ENERGY CORPORATION
By: /s/ Patrick R. McDonald
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Patrick R. McDonald,
Chief Executive Officer
