Attached files

file filename
EX-23.1 - CONSENT OF WITHUMSMITH+BROWN, PC. - Rice Acquisition Corp.ea128746ex23-1_riceacquisit.htm
EX-5.1 - OPINION OF VINSON & ELKINS L.L.P. - Rice Acquisition Corp.ea128746ex5-1_riceacquisit.htm

 

 

 

As filed with the U.S. Securities and Exchange Commission on October 21, 2020

 

Registration No. 333-

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

____________________

FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

____________________

RICE ACQUISITION CORP.
(Exact Name of Registrant as Specified in its Charter)
     
Delaware 6770 85-2867266
(State or other jurisdiction
of incorporation or organization)
(Primary Standard Industrial
Classification Code Number)
(I.R.S. Employer
Identification No.)
     
  102 East Main Street, Second Story
Carnegie, Pennsylvania 15106
(713) 446-6259
 
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of registrant’s principal executive offices)
Daniel Joseph Rice, IV
Chief Executive Officer
102 East Main Street, Second Story
Carnegie, Pennsylvania 15106
(713) 446-6259
(Name, address, including zip code, and telephone number, including area code, of agent for service)
  ____________________  
  Copies to:  
David P. Oelman
E. Ramey Layne
Sarah K. Morgan
Vinson & Elkins L.L.P.
1001 Fannin Street, Suite 2500
Houston, Texas 77002
(713) 758-2222
Christian Nagler
Brooks Antweil
Kirkland & Ellis LLP
601 Lexington Avenue
New York, New York 10002
(212) 446-4800
       

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. o

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ý 333- 249340

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer ¨ Accelerated filer ¨
Non-accelerated filer ¨ Smaller reporting company ý
  Emerging growth company ý

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

 

 

 

 

CALCULATION OF REGISTRATION FEE

Title of Each Class of Securities to be Registered Amount being registered Proposed Maximum Offering Price per Security(1) Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee
Units, each consisting of one share of our Class A common stock, $0.0001 par value, and one-half of one warrant (2) 1,725,000 Units $10.00 $17,250,000 $1,882
Shares of our Class A common stock included as part of the units (3) 1,725,000 Shares  ―(4)
Warrants included as part of the units(3) 862,500 Warrants  ―(4)
Total     $17,250,000 $1,882(5)
(1)Estimated solely for the purpose of calculating the registration fee.
(2)Represents only the additional number of securities being registered and includes 225,000 units, consisting of 225,000 shares of Class A common stock and 112,500 warrants, which may be issued upon exercise of the 45-day option granted to the underwriters to cover over-allotments, if any. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-249340).
(3)Pursuant to Rule 416(a), there are also being registered an indeterminable number of additional securities as may be offered or issued to prevent dilution resulting from share subdivisions, share dividends or similar transactions.
(4)No fee pursuant to Rule 457(g).
(5)The Registrant previously registered securities having a proposed maximum aggregate offering price of $230,000,000 on its Registration Statement on Form S-1, as amended (File No. 333-249340), which was declared effective by the Securities and Exchange Commission on October 21, 2020. In accordance with Rule 462(b) under the Securities Act of 1933, as amended, an additional number of securities having a proposed maximum offering price of $17,250,000 is hereby registered, which includes securities issuable upon the exercise of the underwriters’ over-allotment option.

The Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.

 

 2

 

EXPLANATORY NOTE

This Registration Statement on Form S-1 is being filed with respect to the registration of 1,725,000 additional units of Rice Acquisition Corp., a Delaware corporation (the “Registrant”), each consisting of one share of Class A common stock, par value $0.0001 (“Class A Common Stock”), and one-half of one redeemable warrant, pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and General Instruction V to Form S-1, including 225,000 units that may be purchased by the underwriters to cover over-allotments, if any. Each whole warrant entitles the holder thereof to purchase one share of Class A Common Stock at a price of $11.50 per share, subject to adjustment, and only whole warrants are exercisable. No fractional warrants will be issued upon separation of the units and only whole warrants will trade. This Registration Statement relates to the Registrant’s Registration Statement on Form S-1, as amended (File No. 333-249340) (the “Prior Registration Statement”), initially filed by the Registrant on October 6, 2020 and declared effective by the Securities and Exchange Commission (the “Commission”) on October 21, 2020. The required opinions of counsels and related consents and accountant’s consent are attached hereto and filed herewith. Pursuant to Rule 462(b), the contents of the Prior Registration Statement, including the exhibits thereto, are incorporated by reference into this Registration Statement.

 3

 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

Item 16.Exhibits and Financial Statement Schedules.

(a)       Exhibits. All exhibits filed with or incorporated by reference in the Prior Registration Statement on Form S-1 (SEC File No. 333-249340) are incorporated by reference into, and shall be deemed a part of, this Registration Statement, and the following additional exhibits are filed herewith, as part of this Registration Statement:

Exhibit Number

Description

5.1 Opinion of Vinson & Elkins L.L.P.
23.1 Consent of WithumSmith+Brown, PC.
23.2 Consent of Vinson & Elkins L.L.P. (included in Exhibit 5.1).

 

 4

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Carnegie, Pennsylvania on the 21st day of October, 2020.

  Rice Acquisition Corp.
     
  By: /s/ Daniel Joseph Rice, IV
    Daniel Joseph Rice, IV
    Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities indicated on October 21, 2020.

Name   Position   Date
         
/s/ Daniel Joseph Rice, IV   Chief Executive Officer and Director   October 21, 2020
Daniel Joseph Rice, IV   (Principal Executive Officer)    
         
/s/ J. Kyle Derham   Chief Financial Officer   October 21, 2020
J. Kyle Derham   (Principal Financial Officer)    
         
/s/ James Wilmot Rogers   Chief Accounting Officer   October 21, 2020
James Wilmot Rogers   (Principal Accounting Officer)    

 

 5