CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

JUDGE:

Mark X. Mullin

MONTH ENDING:

May

2020

MONTH

YEAR

RESPONSIBLE PARTY:

Chief Restructuring Officer

ORIGINAL SIGNATURE OF RESPONSIBLE PARTY

TITLE

Anthony C. Schnur

6/19/2020

PRINTED NAME OF RESPONSIBLE PARTY

DATE

PREPARER:

Controller

ORIGINAL SIGNATURE OF PREPARER

TITLE

Kimberly Thomen

6/19/2020

PRINTED NAME OF PREPARER

DATE

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

CASH RECEIPTS AND

DISBURSEMENTS

Apr-20

May-20

MONTH

MONTH

1. CASH - BEGINNING OF MONTH

$

73,366.08

$

21,922.16

$

246,717.96

$

246,717.96

RECEIPTS

2. CASH SALES

$

-

$

-

3. ACCOUNTS RECEIVABLE COLLECTIONS

-

30.48

4. LOANS AND ADVANCES

-

-

5. SALE OF ASSETS

-

-

6. LEASE & RENTAL INCOME

-

-

7. WAGES

-

-

8. OTHER (ATTACH LIST)

-

347,023.99

9. TOTAL RECEIPTS

$

-

$

347,054.47

$

-

$

-

DISBURSEMENTS

10. NET PAYROLL

$

36,556.25

$

61,128.17

11. PAYROLL TAXES PAID

14,184.46

21,839.89

12. SALES,USE & OTHER TAXES PAID

-

-

13. INVENTORY PURCHASES

-

-

14. MORTAGE PAYMENTS

-

-

15. OTHER SECURED NOTE PAYMENTS

-

-

16. RENTAL & LEASE PAYMENTS

-

-

17. UTILITIES

-

554.35

18. INSURANCE

-

1,985.50

19. VEHICLE EXPENSES

-

-

20. TRAVEL

-

-

21. ENTERTAINMENT

-

-

22. REPAIRS & MAINTENANCE

-

-

23. SUPPLIES

-

113.87

24. ADVERTISING

-

-

25. HOUSEHOLD EXPENSES

-

-

26. CHARITABLE CONTRIBUTIONS

-

-

27. GIFTS

-

-

28. OTHER (ATTACH LIST)

703.21

36,636.89

29. TOTAL ORDINARY DISBURSEMENTS

$

51,443.92

$

122,258.67

$

-

$

-

REORGANIZATION EXPENSES

30. PROFESSIONAL FEES

$

-

$

-

31. U.S. TRUSTEE FEES

-

-

32. OTHER (ATTACH LIST)

-

-

33. TOTAL REORGANIZATION EXPENSES

$

-

$

-

$

-

$

-

34. TOTAL DISBURSEMENTS

$

51,443.92

$

122,258.67

$

-

$

-

35. NET CASH FLOW

$

(51,443.92)

$

224,795.80

$

-

$

-

36. CASH - END OF MONTH

$

21,922.16

$

246,717.96

$

246,717.96

$

246,717.96

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

CASH DISBURSEMENTS DETAIL

MONTH:

May

CASH DISBURSEMENTS

DATE

PAYEE

PURPOSE

AMOUNT

TOTAL CASH DISBURSEMENTS

$

-

BANK ACCOUNT DISBURSEMENTS

CK#

DATE

PAYEE

PURPOSE

AMOUNT

52920

05/29/20

Payroll - Direct Deposit

Payroll

$

30,844.71

202005001

05/13/20

Payroll - Direct Deposit

Payroll

$

30,283.46

202005001

05/13/20

Payroll - Taxes

Payroll

$

11,200.57

52920

05/29/20

Payroll - Taxes

Payroll

$

10,639.32

25961

05/19/20

Blue Cross and Blue Shield of Texas

Critical Vendor

$

9,206.28

W-T 200501

05/01/20

Houston-1177 West Loop Owner LP

Critical Vendor

$

8,000.00

25968

05/19/20

Secure Networkers

Critical Vendor

$

7,038.42

277775

05/29/20

Trans balance to Master

Internal Transfer

$

6,392.18

25967

05/19/20

Mutual of Omaha

Critical Vendor

$

1,985.50

277645

05/15/20

Texas Legacy

Legacy Analysis Fee

$

1,669.04

25964

05/19/20

Derik W. Ellis

Critical Vendor

$

1,558.40

52020

05/20/20

DataRooms.com, LLC

Critical Vendor

$

1,356.43

ACHP 52120

05/21/20

Microsoft

Critical Vendor

$

503.36

25962

05/19/20

Comcast

Critical Vendor

$

502.18

25958

05/19/20

Advantage Financial Services

Critical Vendor

$

291.19

556574393

05/08/20

ADP-Apr P/R Fees, Qtrly R

Critical Vendor

$

283.59

25966

05/19/20

Holzknecht Umali, Inc.

Critical Vendor

$

152.00

25970

05/19/20

Vision Service Plan

Critical Vendor

$

128.39

25969

05/19/20

Staples Advantage

Critical Vendor

$

68.51

25959

05/19/20

AT&T Mobility

Critical Vendor

$

52.17

25960

05/29/20

Voicelink Communications

Critical Vendor

$

51.61

25965

05/19/20

Hallmark Office Products, Inc.

Critical Vendor

$

45.36

52920

05/29/20

Allegiance Bank

Service Charge

$

6.00

TOTAL BANK ACCOUNT DISBURSEMENTS

$

122,258.67

TOTAL DISBURSEMENTS FOR THE MONTH

$

122,258.67

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

BANK RECONCILIATIONS

Acct #1

Acct #2

Acct #3

A.

BANK:

Legacy Texas

Legacy Texas

Allegiance Bank

TOTAL

B.

ACCOUNT NUMBER:

9621

9639

2378

C.

PURPOSE (TYPE):

YCI Op Acct

YCI Payroll

YCI - Oper

1.

BALANCE PER BANK STATEMENT

$

15,812.57

$

-

$

246,402.70

$

262,215.27

2.

ADD: TOTAL DEPOSITS NOT CREDITED

$

23,138.80

$

-

$

-

$

23,138.80

3.

SUBTRACT: OUTSTANDING CHECKS

$

37,348.94

$

-

$

-

$

37,348.94

4.

OTHER RECONCILING ITEMS

$

(1,669.04)

$

-

$

-

$

(1,669.04)

5.

MONTH END BALANCE PER BOOKS

$

(66.61)

$

-

$

246,402.70

$

246,336.09

6.

NUMBER OF LAST CHECK WRITTEN

52020

52920

N/A

INVESTMENT ACCOUNTS

DATE OF

PURCHASE

TYPE OF

INSTRUMENT

PURCHASE

PRICE

CURRENT

VALUE

BANK, ACCOUNT NAME & NUMBER

7.

8.

9.

10.

11. TOTAL INVESTMENTS

$

-

$

-

CASH

12. CURRENCY ON HAND

$

381.87

13. TOTAL CASH - END OF MONTH

$

246,717.96

(1)

In April 2020, Yuma Energy was informed that it's primary banking institution, Legacy Texas, would close Yuma's accounts effective May 29, 2020. Even though Legacy Texas would be merging with Prosperity Bank on June 8, 2020, Prosperity Bank  was not willing to accommodate Yuma Energy's DIP bank accounts. Yuma was required to seek a new banking institution   willing to open DIP accounts for Yuma. Allegiance Bank agreed to open accounts for Yuma and subsidiaries on 5/26/20, with    the accounts fully opened on 5/29/2020. The Yuma Companies Inc. opened account 100412237 with Allegiance Bank and transferred all funds from Davis Petroleum and Yuma E&P to the new The Yuma Companies DIP account.

(2)

Cash amount reflects reconciliation of petty cash completed in May of 2020.

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

ASSETS OF THE ESTATE

SCHEDULE "A"

REAL PROPERTY

SCHEDULE

AMOUNT

Apr-20

May-20

MONTH

1. Total Current Assets

$

-

$

208,686.46

$

407,418.70

2. Net Other Property

$

-

$

263,278.66

$

263,278.66

3. Total Other Assets

$

-

$

16,227,523.08

$

16,227,523.08

4. OTHER (ATTACH LIST)

$

-

$

-

5. TOTAL REAL PROPERTY ASSETS

$

-

$

16,699,488.20

$

16,898,220.44

$

-

SCHEDULE "B"

PERSONAL PROPERTY

1. CASH ON HAND

2. CHECKING, SAVINGS, ETC.

3. SECURITY DEPOSITS

4. HOUSEHOLD GOODS

5. BOOKS, PICTURES, ART

6. WEARING APPAREL

7. FURS AND JEWELRY

8. FIREARMS & SPORTS EQUIPMENT

9. INSURANCE POLICIES

10. ANNUITIES

11. EDUCATION

12. RETIREMENT & PROFIT SHARING

13. STOCKS

14. PARTNERSHIPS & JOINT VENTURES

15. GOVERNMENT & CORPORATE BONDS

16. ACCOUNTS RECEIVABLE

17. ALIMONY

18. OTHER LIQUIDATED DEBTS

19. EQUITABLE INTERESTS

20. CONTINGENT INTERESTS

21. OTHER CLAIMS

22. PATENTS & COPYRIGHTS

23. LICENSES & FRANCHISES

24. CUSTOMER LISTS

25. AUTOS, TRUCKS & OTHER VEHICLES

26. BOATS & MOTORS

27. AIRCRAFT

28. OFFICE EQUIPMENT

29. MACHINERY, FIXTURES & EQUIPMENT

30. INVENTORY

31. ANIMALS

32. CROPS

33. FARMING EQUIPMENT

34. FARM SUPPLIES

35. OTHER (ATTACH LIST)

$

16,755,982.86

36. TOTAL PERSONAL PROPERTY ASSETS

$

16,755,982.86

$

-

$

-

$

-

37. TOTAL ASSETS

$

16,755,982.86

$

16,699,488.20

$

16,898,220.44

$

-

CASE NAME:          In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:           Case No. 20-41454-11

MONTH:

May

LIABILITIES OF THE ESTATE

PREPETITION

LIABILITIES

SCHEDULE

AMOUNT

PAYMENTS

1. SECURED

$

-

2. PRIORITY

$

-

3. UNSECURED

$

1,171,552.35

4. OTHER (ATTACH LIST)

$

-

5. TOTAL PREPETITION LIABILITIES

$

1,171,552.35

$

-

POSTPETITION

LIABILITIES

DATE

INCURRED

AMOUNT

OWED

DUE

DATE

AMOUNT

PAST DUE

1. FEDERAL INCOME TAXES

2. FICA/MEDICARE

3. STATE TAXES

4. REAL ESTATE TAXES

5. OTHER TAXES (ATTACH LIST)

6. TOTAL TAXES

$

-

$

-

OTHER POSTPETITION LIABILITIES INCLUDING TRADE CREDITORS (LIST NAMES OF CREDITORS)

7. IPFS Corporation

05/01/20

$

63,860.07

05/11/20

$

63,860.07

8. FisherBroyles, LLP

04/29/20

$

25,000.00

05/22/20

$

25,000.00

9. AFCO

05/01/20

$

21,796.92

05/02/20

$

21,796.92

10. HOUSTON-1177 WEST LOOP OWNER L

04/01/20

$

20,492.95

04/02/20

$

20,492.95

11. Seaport Global Securities LLC

05/11/20

$

15,000.00

06/11/20

$

-

12. Seaport Global Securities LLC

04/09/20

$

10,000.00

05/09/20

$

10,000.00

13. Holzknecht Umali, Inc.

05/20/20

$

2,499.00

06/20/20

$

-

14. R. Reese and Associates, PLLC

05/01/20

$

2,205.00

06/01/20

$

-

15. AT&T

04/19/20

$

1,588.48

05/14/20

$

1,588.48

16. R. Reese and Associates, PLLC

05/01/20

$

701.00

06/01/20

$

-

17. Computershare Inc.

05/27/20

$

549.27

06/27/20

$

-

18. IHS Global Inc

05/31/20

$

325.17

06/30/20

$

-

19. Access

05/31/20

$

315.00

06/30/20

$

-

20. Advantage Financial Services

05/14/20

$

291.19

05/29/20

$

291.19

21. AT&T

04/19/20

$

235.26

05/14/20

$

235.26

22. AT&T Mobility

05/22/20

$

205.09

06/05/20

$

-

23. Access

04/30/20

$

167.89

05/30/20

$

167.89

24. AT&T

04/29/20

$

167.03

05/09/20

$

167.03

25. AT&T Long Distance

05/12/20

$

21.67

05/17/20

$

21.67

26. LogMeIn USA, Inc.

03/23/20

$

20.52

04/23/20

$

20.52

27. LogMeIn USA, Inc.

04/23/20

$

20.52

05/23/20

$

20.52

28. Stewart Organization Inc

05/31/20

$

10.83

06/30/20

$

-

29. (IF ADDITIONAL ATTACH LIST)

04/12/20

$

5.16

04/17/20

$

5.16

30. TOTAL OF LINES 7 – 29

$

165,478.02

$

143,667.66

31. TOTAL POSTPETITION LIABILITIES

$

165,478.02

$

143,667.66

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

MONTH:

May

ACCOUNTS RECEIVABLE AGING

SCHEDULE

AMOUNT

Apr-20

May-20

MONTH

1. 0 - 30

$

30.48

$

30.48

$

-

2. 31 - 60

$

-

$

-

$

-

3. 61 - 90

$

-

$

-

$

-

4. 91 +

$

-

$

-

$

-

5. TOTAL ACCOUNTS RECEIVABLE

$

30.48

$

30.48

$

-

$

-

6. AMOUNT CONSIDERED UNCOLLECTIBLE

7. ACCOUNTS RECEIVABLE (NET)

$

30.48

$

30.48

$

-

$

-

AGING OF POSTPETITION TAXES

AND PAYABLES

0 - 30

DAYS

31-60

DAYS

90+

DAYS

Total

TAXES PAYABLE

1. FEDERAL

$

-

2. STATE

$

-

3. LOCAL

$

-

4. OTHER (ATTACH LIST)

$

-

5. TOTAL TAXES PAYABLE

$

-

$

-

$

-

$

-

6. ACCOUNTS PAYABLE

$

107,780.21

$

57,697.81

$

-

$

165,478.02

STATUS OF POSTPETITION TAXES

FEDERAL

BEGINNING

TAX

LIABILITY

AMOUNT

WITHHELD

OR ACCRUED

AMOUNT

PAID

ENDING

TAX

LIABILITY

1. WITHHOLDING

$

21,839.89

$

21,839.89

$

-

2. FICA-EMPLOYEE

$

-

3. FICA-EMPLOYER

$

-

4. UNEMPLOYMENT

$

-

5. INCOME

$

-

6. OTHER (ATTACH LIST)

$

-

7. TOTAL FEDERAL TAXES

$

-

$

21,839.89

$

21,839.89

$

-

STATE AND LOCAL

$

-

8. WITHHOLDING

$

-

9. SALES

$

-

10. EXCISE

$

-

11. UNEMPLOYMENT

$

-

12. REAL PROPERTY

$

-

13. PERSONAL PROPERTY

$

-

14. OTHER (ATTACH LIST)

$

-

15. TOTAL STATE & LOCAL

$

-

$

-

$

-

$

-

16. TOTAL TAXES

$

-

$

21,839.89

$

21,839.89

-

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

MONTH:

May

PAYMENTS TO INSIDERS AND PROFESSIONALS

INSIDERS

NAME

TYPE OF PAYMENT

AMOUNT PAID

TTL PD TO DATE

1.

2.

3.

4.

5.

TOTAL PAYMENTS TO INSIDERS

$

-

$

-

PROFESSIONALS

NAME

DATE OF COURT ORDER

AUTHORIZING PAYMENT

AMOUNT

APPROVED

AMOUNT

PAID

TTL PAID

TO DATE

TOTAL INCURRED

& UNPAID

1.

2.

3.

4.

5.

TOTAL PAYMENTS TO PROFESSIONALS

$

-

$

-

$

-

$

-

POSTPETITION STATUS OF SECURED NOTES, LEASES PAYABLE AND ADEQUATE PROTECTION PAYMENTS

NAME OF CREDITOR

SCHEDULED

MONTHLY

PAYMENTS

DUE

AMOUNTS

PAID

DURING

MONTH

TOTAL

UNPAID

POST-

PETITION

1.

2.

3.

4.

5.

6. TOTAL

$

-

$

-

$

-

CASE NAME:          In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:           Case No. 20-41454-11

MONTH:

May

QUESTIONNAIRE

YES

NO

1. HAVE ANY ASSETS BEEN SOLD OR TRANSFERRED OUTSIDE THE NORMAL COURSE OF BUSINESS THIS REPORTING PERIOD?

X

2. HAVE ANY FUNDS BEEN DISBURSED FROM ANY ACCOUNT OTHER THAN A DEBTOR IN POSSESSION ACCOUNT?

X

3. ARE ANY POSTPETITION RECEIVABLES (ACCOUNTS, NOTES OR LOANS) DUE FROM RELATED PARTIES?

X

4. HAVE ANY PAYMENTS BEEN MADE ON PREPETITION LIABILITIES THIS REPORTING PERIOD?

X

5. HAVE ANY POSTPETITION LOANS BEEN RECEIVED BY THE DEBTOR FROM ANY PARTY?

X

6. ARE ANY POSTPETITION PAYROLL TAXES PAST DUE?

X

7. ARE ANY POSTPETITION STATE OR FEDERAL INCOME TAXES PAST DUE?

X

8. ARE ANY POSTPETITION REAL ESTATE TAXES PAST DUE?

X

9. ARE ANY OTHER POSTPETITION TAXES PAST DUE?

X

10. ARE ANY AMOUNTS OWED TO POSTPETITION CREDITORS DELINQUENT?

X

11. HAVE ANY PREPETITION TAXES BEEN PAID DURING THE REPORTING PERIOD?

X

12. ARE ANY WAGE PAYMENTS PAST DUE?

X

INSURANCE

YES

NO

1. ARE WORKER'S COMPENSATION, GENERAL LIABILITY AND OTHER NECESSARY INSURANCE COVERAGES IN EFFECT?

X

2. ARE ALL PREMIUM PAYMENTS PAID CURRENT?

X

3. PLEASE ITEMIZE POLICIES BELOW

INSTALLMENT PAYMENTS

TYPE OF

POLICY

CARRIER

PERIOD

COVERED

PAYMENT AMOUNT

& FREQUENCY