CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

JUDGE:

Mark X Mulhn

MONTH  ENDING:

June

2020

MONTH

YEAR

Chief Restructurm _ g_ Officer

TITLE

Anlhonx_ C. Schnur

7/20/2020

PRINTED NAME OF RESPONSIBLE PARTY

DATE

PREPAREu•

Controller

TITLE

Kimberlx_  Thomen

7/2 0/2020

PRINTED NAME OF PREPARER

DATE

CASE NAME:In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:Case No. 20-41454-11

CASH RECEIPTS AND

DISBURSEMENTS

Apr-20

May-20

Jun-20

1. CASH - BEGINNING OF MONTH

$

73,366.08

$

21,922.16

$

246,402.70

RECEIPTS

2. CASH SALES

$

-

$

-

3. ACCOUNTS RECEIVABLE COLLECTIONS

-

30.48

4. LOANS AND ADVANCES

-

-

5. SALE OF ASSETS

-

-

6. LEASE & RENTAL INCOME

-

-

7. WAGES

-

-

8. OTHER (ATTACH LIST)

-

347,023.99

14,184.12

9. TOTAL RECEIPTS

$

-

$

347,054.47

$

14,184.12

DISBURSEMENTS

10. NET PAYROLL

$

36,556.25

$

61,128.17

$

63,078.78

11. PAYROLL TAXES PAID

14,184.46

21,839.89

$

15,917.70

12. SALES,USE & OTHER TAXES PAID

-

-

13. INVENTORY PURCHASES

-

-

14. MORTAGE PAYMENTS

-

-

15. OTHER SECURED NOTE PAYMENTS

-

-

16. RENTAL & LEASE PAYMENTS

-

-

$

8,000.00

17. UTILITIES

-

554.35

$

1,564.48

18. INSURANCE

-

1,985.50

$

5,870.91

19. VEHICLE EXPENSES

-

-

20. TRAVEL

-

-

21. ENTERTAINMENT

-

-

22. REPAIRS & MAINTENANCE

-

-

23. SUPPLIES

-

113.87

24. ADVERTISING

-

-

25. HOUSEHOLD EXPENSES

-

-

26. CHARITABLE CONTRIBUTIONS

-

-

27. GIFTS

-

-

28. OTHER (ATTACH LIST)

703.21

36,636.89

$

47,243.91

29. TOTAL ORDINARY DISBURSEMENTS

$

51,443.92

$

122,258.67

$

141,675.78

REORGANIZATION EXPENSES

30. PROFESSIONAL FEES

$

-

$

-

31. U.S. TRUSTEE FEES

-

-

32. OTHER (ATTACH LIST)

-

-

33. TOTAL REORGANIZATION EXPENSES

$

-

$

-

$

-

34. TOTAL DISBURSEMENTS

$

51,443.92

$

122,258.67

$

141,675.78

35. NET CASH FLOW

$

(51,443.92)

$

224,795.80

$

(127,491.66)

36. CASH - END OF MONTH

$

21,922.16

$

246,717.96

$

118,911.04

CASE NAME:In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:Case No. 20-41454-11

CASH DISBURSEMENTS DETAIL

MONTH:           June          

CASH DISBURSEMENTS

DATE

PAYEE

PURPOSE

AMOUNT

TOTAL CASH DISBURSEMENTS

$

-

BANK ACCOUNT DISBURSEMENTS

CK#

DATE

PAYEE

PURPOSE

AMOUNT

wire

06/11/20

ADP

10. Payroll

$

33,918.86

wire

06/22/20

ADP - fees

10. Payroll

$

218.79

wire

06/26/20

ADP

10. Payroll

$

33,616.46

35008

06/16/20

Houston - 1177 West Loop South

16. Rental & Lease

$

8,000.00

35005

06/16/20

Comcast

17. Utilities

$

489.40

35019

06/19/20

Comcast

17. Utilities

$

1,075.08

35003

06/22/20

Blue Cross Blue Shield

18. Insurance

$

4,603.14

35011

06/17/20

Mutual of Omaha

18. Insurance

$

1,192.38

35015

06/15/20

Vision Service Plan

18. Insurance

$

75.39

35004

06/16/20

Blue Dog Consulting Group

Critical Vendor

$

200.00

35006

06/16/20

Derik Ellis

Critical Vendor

$

3,636.80

35009

06/15/20

IHS Global

Critical Vendor

$

173.32

35012

06/16/20

EnergyLink Holdings

Critical Vendor

$

92.75

35014

06/17/20

Stewart Organization

Critical Vendor

$

34.83

35017

06/16/20

Blue Dog Consulting Group

Critical Vendor

$

1,400.00

35020

06/16/20

Derik Ellis

Critical Vendor

$

1,684.80

35021

06/17/20

Secure Networkers

Critical Vendor

$

3,942.47

35022

06/16/20

Solium Capital

Critical Vendor

$

539.94

wire

06/22/20

USI Southwest, Inc.

Critical Vendor

$

1,316.70

wire

06/30/20

wire fees

Critical Vendor

$

51.00

acct transfer

06/04/20

Fund new YE&P / Davis accts

Internal Transfer

$

45,000.00

TOTAL BANK ACCOUNT DISBURSEMENTS

$

141,262.11

TOTAL DISBURSEMENTS FOR THE MONTH

$

141,262.11

CASE NAME:In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:Case No. 20-41454-11

BANK RECONCILIATIONS

Acct #1

Acct #2

Acct #3

A. BANK:

Legacy Texas

Legacy Texas

Allegiance Bank

TOTAL

B. ACCOUNT NUMBER:

9621

9639

2378

C. PURPOSE (TYPE):

YCI Op Acct

YCI Payroll

YCI - Oper

1. BALANCE PER BANK STATEMENT

$

(66.61)

$

-

$

246,402.70

$

246,336.09

2. ADD: TOTAL DEPOSITS NOT CREDITED

$

-

$

-

$

14,184.12

$

14,184.12

3. SUBTRACT: OUTSTANDING CHECKS

$

-

$

-

$

430.63

$

430.63

4. OTHER RECONCILING ITEMS

$

83.57

$

-

$

(141,262.11)

$

(141,178.54)

5. MONTH END BALANCE PER BOOKS

$

16.96

$

-

$

118,894.08

$

118,911.04

6. NUMBER OF LAST CHECK WRITTEN

52020

35023

INVESTMENT ACCOUNTS

DATE OF

PURCHASE

TYPE OF

INSTRUMENT

PURCHASE

PRICE

CURRENT

VALUE

BANK, ACCOUNT NAME & NUMBER

7.

8.

9.

10.

11. TOTAL INVESTMENTS

$

-

$

-

CASH

12. CURRENCY ON HAND

$

-

13. TOTAL CASH - END OF MONTH

$

118,911.04

(2)

Petty cash was deposited on 6/26/2020.

CASE NAME:In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:Case No. 20-41454-11

ASSETS OF THE ESTATE

SCHEDULE "A"

REAL PROPERTY

SCHEDULE

AMOUNT

Apr-20

May-20

Jun-20

1. Total Current Assets

$

-

$

208,686.46

$

407,418.70

$

279,612.00

2. Net Other Property

$

-

$

263,278.66

$

263,278.66

$

252,029.00

3. Total Other Assets

$

-

$

16,227,523.08

$

16,227,523.08

$

16,227,523.08

4. OTHER (ATTACH LIST)

$

-

$

-

5. TOTAL REAL PROPERTY ASSETS

$

-

$

16,699,488.20

$

16,898,220.44

$

16,759,164.08

SCHEDULE "B"

PERSONAL PROPERTY

1. CASH ON HAND

2. CHECKING, SAVINGS, ETC.

3. SECURITY DEPOSITS

4. HOUSEHOLD GOODS

5. BOOKS, PICTURES, ART

6. WEARING APPAREL

7. FURS AND JEWELRY

8. FIREARMS & SPORTS EQUIPMENT

9. INSURANCE POLICIES

10. ANNUITIES

11. EDUCATION

12. RETIREMENT & PROFIT SHARING

13. STOCKS

14. PARTNERSHIPS & JOINT VENTURES

15. GOVERNMENT & CORPORATE BONDS

16. ACCOUNTS RECEIVABLE

17. ALIMONY

18. OTHER LIQUIDATED DEBTS

19. EQUITABLE INTERESTS

20. CONTINGENT INTERESTS

21. OTHER CLAIMS

22. PATENTS & COPYRIGHTS

23. LICENSES & FRANCHISES

24. CUSTOMER LISTS

25. AUTOS, TRUCKS & OTHER VEHICLES

26. BOATS & MOTORS

27. AIRCRAFT

28. OFFICE EQUIPMENT

29. MACHINERY, FIXTURES & EQUIPMENT

30. INVENTORY

31. ANIMALS

32. CROPS

33. FARMING EQUIPMENT

34. FARM SUPPLIES

35. OTHER (ATTACH LIST)

$

16,755,982.86

36. TOTAL PERSONAL PROPERTY ASSETS

$

16,755,982.86

$

-

$

-

$

-

37. TOTAL ASSETS

$

16,755,982.86

$

16,699,488.20

$

16,898,220.44

$

16,759,164.08

CASE NAME:In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:Case No. 20-41454-11

LIABILITIES OF THE ESTATE

PREPETITION

LIABILITIES

SCHEDULE

AMOUNT

PAYMENTS

1. SECURED

$

-

2. PRIORITY

$

-

3. UNSECURED

$

1,171,552.35

4. OTHER (ATTACH LIST)

$

-

5. TOTAL PREPETITION LIABILITIES

$

1,171,552.35

$

-

POSTPETITION

LIABILITIES

DATE

INCURRED

AMOUNT

OWED

DUE

DATE

AMOUNT

PAST DUE

1. FEDERAL INCOME TAXES

2. FICA/MEDICARE

3. STATE TAXES

4. REAL ESTATE TAXES

5. OTHER TAXES (ATTACH LIST)

6. TOTAL TAXES

$

-

$

-

OTHER POSTPETITION LIABILITIES INCLUDING TRADE CREDITORS (LIST NAMES OF CREDITORS)

7

8See attached list

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29. (IF ADDITIONAL ATTACH LIST)

192,922.80

$

69,972.80

30. TOTAL OF LINES 7 - 29

$

192,922.80

$

69,972.80

31. TOTAL POSTPETITION LIABILITIES

$

192,922.80

$

69,972.80

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

MONTH:

June

ACCOUNTS RECEIVABLE AGING

SCHEDULE

AMOUNT

Apr-20

May-20

Jun-20

1. 0 - 30

$

30.48

$

30.48

$

-

$

-

2. 31 - 60

$

-

$

-

$

-

$

-

3. 61 - 90

$

-

$

-

$

-

$

-

4. 91 +

$

-

$

-

$

-

$

-

5. TOTAL ACCOUNTS RECEIVABLE

$

30.48

$

30.48

$

-

$

-

6. AMOUNT CONSIDERED UNCOLLECTIBLE

7. ACCOUNTS RECEIVABLE (NET)

$

30.48

$

30.48

$

-

$

-

AGING OF POSTPETITION TAXES

AND PAYABLES

0 - 30

DAYS

31-60

DAYS

90+

DAYS

Total

TAXES PAYABLE

1. FEDERAL

$

-

2. STATE

$

-

3. LOCAL

$

-

4. OTHER (ATTACH LIST)

$

-

5. TOTAL TAXES PAYABLE

$

-

$

-

$

-

$

-

6. ACCOUNTS PAYABLE

$

122,950.00

$

69,972.80

$

-

$

192,922.80

STATUS OF POSTPETITION TAXES

FEDERAL

BEGINNING

TAX

LIABILITY

AMOUNT

WITHHELD OR

ACCRUED

AMOUNT

PAID

ENDING

TAX

LIABILITY

1. WITHHOLDING

$

-

2. FICA-EMPLOYEE

$

-

3. FICA-EMPLOYER

$

-

4. UNEMPLOYMENT

$

-

5. INCOME

$

-

6. OTHER (ATTACH LIST)

$

-

7. TOTAL FEDERAL TAXES

$

-

$

-

$

-

$

-

STATE AND LOCAL

$

-

8. WITHHOLDING

$

-

9. SALES

$

-

10. EXCISE

$

-

11. UNEMPLOYMENT

$

-

12. REAL PROPERTY

$

-

13. PERSONAL PROPERTY

$

-

14. OTHER (ATTACH LIST)

$

-

15. TOTAL STATE & LOCAL

$

-

$

-

$

-

$

-

16. TOTAL TAXES

$

-

$

-

$

-

$

-

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

PAYMENTS TO INSIDERS AND PROFESSIONALS

INSIDERS

NAME

TYPE OF PAYMENT

AMOUNT PAID

TTL PD TO DATE

1.

2.

3.

4.

5.

TOTAL PAYMENTS TO INSIDERS

$

-

$

-

PROFESSIONALS

NAME

DATE OF COURT ORDER

AUTHORIZING PAYMENT

AMOUNT

APPROVED

AMOUNT

PAID

TTL PAID

TO DATE

TOTAL INCURRED

& UNPAID

1.

2.

3.

4.

5.

TOTAL PAYMENTS TO PROFESSIONALS

$

-

$

-

$

-

$

-

NAME OF CREDITOR

SCHEDULED

MONTHLY

PAYMENTS

DUE

AMOUNTS PAID

DURING

MONTH

TOTAL UNPAID

POST-

PETITION

1.

2.

3.

4.

5.

6. TOTAL

$

-

$

-

$

-

CASE NAME:

In re: THE YUMA COMPANIES, INC.,

CASE NUMBER:

Case No. 20-41454-11

MONTH:     June      

QUESTIONNAIRE

YES

NO

1. HAVE ANY ASSETS BEEN SOLD OR TRANSFERRED OUTSIDE THE NORMAL COURSE OF BUSINESS THIS REPORTING PERIOD?

X

2. HAVE ANY FUNDS BEEN DISBURSED FROM ANY ACCOUNT OTHER THAN A DEBTOR IN POSSESSION ACCOUNT?

X

3. ARE ANY POSTPETITION RECEIVABLES (ACCOUNTS, NOTES OR LOANS) DUE FROM RELATED PARTIES?

X

4. HAVE ANY PAYMENTS BEEN MADE ON PREPETITION LIABILITIES THIS REPORTING PERIOD?

X

5. HAVE ANY POSTPETITION LOANS BEEN RECEIVED BY THE DEBTOR FROM ANY PARTY?

X

6. ARE ANY POSTPETITION PAYROLL TAXES PAST DUE?

X

7. ARE ANY POSTPETITION STATE OR FEDERAL INCOME TAXES

PAST DUE?

X

8. ARE ANY POSTPETITION REAL ESTATE TAXES PAST DUE?

X

9. ARE ANY OTHER POSTPETITION TAXES PAST DUE?

X

10. ARE ANY AMOUNTS OWED TO POSTPETITION CREDITORS DELINQUENT?

X

11. HAVE ANY PREPETITION TAXES BEEN PAID DURING THE REPORTING PERIOD?

X

12. ARE ANY WAGE PAYMENTS PAST DUE?

X

1.

Art and excess furniture were sold.

10.

Agreed that payments would be made at sale closing which has been delayed.

INSURANCE

1. ARE WORKER'S COMPENSATION, GENERAL LIABILITY AND OTHER NECESSARY INSURANCE COVERAGES IN EFFECT?

2. ARE ALL PREMIUM PAYMENTS PAID CURRENT?

X

3. PLEASE ITEMIZE POLICIES BELOW

INSTALLMENT PAYMENTS

TYPE OF

POLICY

CARRIER

PERIOD

COVERED

PAYMENT AMOUNT

& FREQUENCY

Invoice Date

Due Date Vendor

Invoice Number

Net Value

05/01/20

05/02/20

AFCO

20200501

21,796.92

04/29/20

05/09/20

AT&T

20200429

167.03

4/12/20

5/12/20

AT&T Long Distance

2020412

5.16

5/12/20

5/12/20

AT&T Long Distance

857183869‐05

21.67

04/19/20

05/14/20

AT&T

7586524504‐A

1,588.48

04/19/20

05/14/20

AT&T

7586524504‐B

235.26

4/15/20

5/15/20

WolfePak Softare

M‐038073

3,600.00

04/29/20

05/22/20

FisherBroyles, LLP

308544A

25,000.00

04/23/20

05/23/20

LogMeIn USA, Inc.

1207957622

20.52

4/28/20

5/28/20

WolfePak Softare

S‐305094

263.14

05/14/20

05/29/20

Advantage Financial Services

27048201

291.19

04/30/20

05/30/20

Access

8102888‐B

167.89

4/30/20

5/30/20

Stretto

3533

16,815.54

05/01/20

06/01/20

R. Reese and Associates, PLLC

20‐059A

2,205.00

05/01/20

06/01/20

R. Reese and Associates, PLLC

20‐059B

701.00

05/22/20

06/05/20

AT&T Mobility

20200528

195.90

05/11/20

06/11/20

Seaport Global Securities LLC

INV‐02848

15,000.00

5/15/20

6/15/20

DataRooms.com, LLC

19265

1,462.82

6/12/20

6/17/20

AT&T Long Distance

20200622

90.66

05/20/20

06/20/20

Holzknecht Umali, Inc.

12911

2,499.00

05/27/20

06/27/20

Computershare Inc.

1830363‐B

549.27

5/27/20

6/27/20

Quadient Leasing USA, Inc.

N8320036

896.38

05/31/20

06/30/20

Access

8170193

315.00

05/31/20

06/30/20

IHS Global Inc

91109188

325.17

05/31/20

06/30/20

Stewart Organization Inc

1746223

10.83

5/31/20

6/30/20

Stretto

3632

9,832.79

6/1/20

7/1/20

Issuer Direct Corporation

1066334

3,186.49

6/1/20

7/1/20

R. Reese and Associates, PLLC

20‐080

81.00

6/18/20

7/3/20

FedEx

7‐042‐03961

26.93

6/4/20

7/4/20

Compuforms Data Products, Inc.

4‐605‐20

215.07

6/4/20

7/4/20

Xerox Corporation

10551031

40.71

6/5/20

7/5/20

Computershare Inc.

1845207

981.30

06/11/20

07/11/20

Seaport Global Securities LLC

INV‐03003

15,000.00

6/15/20

7/15/20

Advantage Financial Services

27246484

322.71

6/15/20

7/15/20

Dorsey & Whitney LLP

3587660

63,977.50

6/30/20

7/30/20

IHS Global Inc

91128756

325.17

6/30/20

7/30/20

Stretto

3738

4,709.30

Total

$192,922.8

Receipts

Check Number

Date

Payor

Purpose

Type

Amount

06/01/20

From Legacy Texas accounts

Internal Transfer

8. OTHER

$

2,436.00

06/04/20

COBRA reimbursement

Other

8. OTHER

88.00

06/04/20

Sam Skipper Co

Sale of furniture

8. OTHER

550.00

06/23/20

IOLTA

Refund

8. OTHER

28.25

06/23/20

Sam Skipper Co

Sale of art

8. OTHER

600.00

06/23/20

Sam Skipper Co

Sale of art

8. OTHER

6,600.00

06/26/20

Deposit petty cash

Other

8. OTHER

381.87

06/26/20

Sam Skipper Co

Sale of art

8. OTHER

3,500.00

Total

Disbursements

$

14,184.12

Check Number

Date

Payee

Purpose

Category

Amount

Total

$

‐

Assets

Liabilities and Equity

Cash and cash equivalents

$

118,911

Current maturities‐bank debt

$

‐

Trade receivables

‐

Notes payable‐ short term

183,889

Joint venture partner rec

‐

Current maturities‐other

‐

Oil and gas revenue

‐

Current maturities debt

$

183,889

Allowance ‐ trade A/R

‐

Officers and employees

‐

Accounts payable ‐ trade

$

1,156,879

Other

‐

Accounts payable ‐ officer

(1,070,553)

Allowance ‐ other A/R

‐

JV Partner Advances

‐

Prepaids

160,701

Oil & gas distribution payable

‐

Deferred charges and other

-

Intercompany advances, net

(6,472,351)

Total Current Assets

$

279,612

Accounts payable

$

(6,386,025)

Property and Equipment

Other deferred credits

$

43,034

Not subject to amortization

$

‐

Short term lease liability

‐

Subject to amortization

‐

Asset retirement obligations

‐

Depletion

‐

Accrued expenses and other

149,773

Net Oil and Gas Properties

$

‐

Total Current Liabilities

$

(6,009,329)

Construction in progress

$

‐

Bank debt

$

‐

Other property and equipment

376,408

Total Long‐Term Debt

$

‐

Aksum DD&A other prop

(124,380)

Net Other Property

$

252,029

Other Long‐Term Liabilities

Asset retirement obligation

$

‐

Other Assets

Long term lease liability

‐

Receivables from affiliate

$

‐

Deferred rent credit

$

245,164

Investment in subs & prtnshp

16,383,660

Restricted stock units

‐

Deposits

2,684

Other

‐

Operating right‐of‐use leases

(238,818)

Total Other Long‐Term Liabilities

$

245,164

Public offering costs

79,997

Other assets

‐

Total Liabilities

$

(5,764,165)

Total Other Assets

$

16,227,523

Equity

Total Assets

$

16,759,164

Common stock

$

‐

Preferred stock

‐

Capital in excess of par

34,214,985

Distributions

$

(19,636,106)

Retained earnings

12,805,809

Current period income(loss)

(2,008,951)

Preferred stock accretion

(2,852,408)

Retained earnings

$

(11,691,656)

Treasury stock, at cost

$

‐

Total Equity

$

22,523,328

Total Liabilities and Equity

$

16,759,164