CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

JUDGE:

Mark X. Mullin

MONTH ENDING:

April

2020

MONTH

YEAR

RESPONSIBLE PARTY:

Chief Restructuring Officer

ORIGINAL SIGNATURE OF RESPONSIBLE PARTY

TITLE

Anthony C. Schnur

5/22/2020

PRINTED NAME OF RESPONSIBLE PARTY

DATE

PREPARER:

Controller

ORIGINAL SIGNATURE OF PREPARER

TITLE

Kimberly Thomen

5/22/2020

PRINTED NAME OF PREPARER

DATE

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

CASH RECEIPTS AND

DISBURSEMENTS

MONTH

MONTH

MONTH

MONTH

1. CASH - BEGINNING OF MONTH

$

-

$

-

$

-

$

-

RECEIPTS

2. CASH SALES

3. ACCOUNTS RECEIVABLE COLLECTIONS

4. LOANS AND ADVANCES

5. SALE OF ASSETS

6. LEASE & RENTAL INCOME

7. WAGES

8. OTHER (ATTACH LIST)

9. TOTAL RECEIPTS

$

-

$

-

$

-

$

-

DISBURSEMENTS

10. NET PAYROLL

11. PAYROLL TAXES PAID

12. SALES,USE & OTHER TAXES PAID

13. INVENTORY PURCHASES

14. MORTAGE PAYMENTS

15. OTHER SECURED NOTE PAYMENTS

16. RENTAL & LEASE PAYMENTS

17. UTILITIES

18. INSURANCE

19. VEHICLE EXPENSES

20. TRAVEL

21. ENTERTAINMENT

22. REPAIRS & MAINTENANCE

23. SUPPLIES

24. ADVERTISING

25. HOUSEHOLD EXPENSES

26. CHARITABLE CONTRIBUTIONS

27. GIFTS

28. OTHER (ATTACH LIST)

29. TOTAL ORDINARY DISBURSEMENTS

$

-

$

-

$

-

$

-

REORGANIZATION EXPENSES

30. PROFESSIONAL FEES

31. U.S. TRUSTEE FEES

32. OTHER (ATTACH LIST)

33. TOTAL REORGANIZATION EXPENSES

$

-

$

-

$

-

$

-

34. TOTAL DISBURSEMENTS

$

-

$

-

$

-

$

-

35. NET CASH FLOW

$

-

$

-

$

-

$

-

36. CASH - END OF MONTH

$

-

$

-

$

-

$

-

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

CASH DISBURSEMENTS DETAIL

MONTH:           April             

CASH DISBURSEMENTS

DATE

PAYEE

PURPOSE

AMOUNT

TOTAL CASH DISBURSEMENTS

$

-

BANK ACCOUNT DISBURSEMENTS

CK#

DATE

PAYEE

PURPOSE

AMOUNT

TOTAL BANK ACCOUNT DISBURSEMENTS

$

-

TOTAL DISBURSEMENTS FOR THE MONTH

$

-

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

BANK RECONCILIATIONS

Acct #1

Acct #2

Acct #3

A. BANK:

B. ACCOUNT NUMBER:

TOTAL

C. PURPOSE (TYPE):

DIP Acct

1. BALANCE PER BANK STATEMENT

$

-

2. ADD: TOTAL DEPOSITS NOT CREDITED

$

-

3. SUBTRACT: OUTSTANDING CHECKS

$

-

4. OTHER RECONCILING ITEMS

$

-

5. MONTH END BALANCE PER BOOKS

$

-

$

-

$

-

$

-

6. NUMBER OF LAST CHECK WRITTEN

INVESTMENT ACCOUNTS

DATE OF

TYPE OF

PURCHASE

CURRENT

PURCHASE

INSTRUMENT

PRICE

VALUE

BANK, ACCOUNT NAME & NUMBER

7.

8.

9.

10.

11. TOTAL INVESTMENTS

$

-

$

-

CASH

12. CURRENCY ON HAND

$

-

13. TOTAL CASH - END OF MONTH

$

-

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

ASSETS OF THE ESTATE

SCHEDULE "A"

REAL PROPERTY

SCHEDULE

AMOUNT

Apr-20

MONTH

MONTH

1. Trade Recievables

$

1,600.00

2. Total Other Assets

$

574,491.00

3.

4. OTHER (ATTACH LIST)

5. TOTAL REAL PROPERTY ASSETS

$

-

$

576,091.00

$

-

$

-

SCHEDULE "B"

PERSONAL PROPERTY

1. CASH ON HAND

2. CHECKING, SAVINGS, ETC.

3. SECURITY DEPOSITS

4. HOUSEHOLD GOODS

5. BOOKS, PICTURES, ART

6. WEARING APPAREL

7. FURS AND JEWELRY

8. FIREARMS & SPORTS EQUIPMENT

9. INSURANCE POLICIES

10. ANNUITIES

11. EDUCATION

12. RETIREMENT & PROFIT SHARING

13. STOCKS

14. PARTNERSHIPS & JOINT VENTURES

15. GOVERNMENT & CORPORATE BONDS

16. ACCOUNTS RECEIVABLE

17. ALIMONY

18. OTHER LIQUIDATED DEBTS

19. EQUITABLE INTERESTS

20. CONTINGENT INTERESTS

21. OTHER CLAIMS

22. PATENTS & COPYRIGHTS

23. LICENSES & FRANCHISES

24. CUSTOMER LISTS

25. AUTOS, TRUCKS & OTHER VEHICLES

26. BOATS & MOTORS

27. AIRCRAFT

28. OFFICE EQUIPMENT

29. MACHINERY, FIXTURES & EQUIPMENT

30. INVENTORY

31. ANIMALS

32. CROPS

33. FARMING EQUIPMENT

34. FARM SUPPLIES

35. OTHER (ATTACH LIST)

36. TOTAL PERSONAL PROPERTY ASSETS

$

-

$

-

$

-

$

-

37. TOTAL ASSETS

$

-

$

576,091.00

$

-

$

-

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

LIABILITIES OF THE ESTATE

PREPETITION

SCHEDULE

LIABILITIES

AMOUNT

PAYMENTS

1. SECURED

2. PRIORITY

3. UNSECURED

4. OTHER (ATTACH LIST)

5. TOTAL PREPETITION LIABILITIES

$

-

$

-

POSTPETITION

DATE

AMOUNT

DUE

AMOUNT

LIABILITIES

INCURRED

OWED

DATE

PAST DUE

1. FEDERAL INCOME TAXES

2. FICA/MEDICARE

3. STATE TAXES

4. REAL ESTATE TAXES

5. OTHER TAXES (ATTACH LIST)

6. TOTAL TAXES

$

-

$

-

OTHER POSTPETITION LIABILITIES INCLUDING TRADE CREDITORS (LIST NAMES OF CREDITORS)

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

18.

19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29. (IF ADDITIONAL ATTACH LIST)

30. TOTAL OF LINES 7 - 29

$

-

$

-

31. TOTAL POSTPETITION LIABILITIES

$

-

$

-

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

ACCOUNTS RECEIVABLE AGING

SCHEDULE

Apr-20

MONTH

MONTH

AMOUNT

1. 0 - 30

2. 31 - 60

3. 61 - 90

$

1,600.00

4. 91 +

5. TOTAL ACCOUNTS RECEIVABLE

$

-

$

1,600.00

$

-

$

-

6. AMOUNT CONSIDERED UNCOLLECTIBLE

7. ACCOUNTS RECEIVABLE (NET)

$

-

$

1,600.00

$

-

$

-

AGING OF POSTPETITION TAXES

AND PAYABLES

0 - 30

31-60

90+

Total

TAXES PAYABLE

DAYS

DAYS

DAYS

1. FEDERAL

$

-

2. STATE

$

-

3. LOCAL

$

-

4. OTHER (ATTACH LIST)

$

-

5. TOTAL TAXES PAYABLE

$

-

$

-

$

-

$

-

6. ACCOUNTS PAYABLE

$

-

STATUS OF POSTPETITION TAXES

BEGINNING

TAX

AMOUNT

WITHHELD

AMOUNT

ENDING

TAX

FEDERAL

LIABILITY

OR ACCRUED

PAID

LIABILITY

1. WITHHOLDING

$

-

2. FICA-EMPLOYEE

$

-

3. FICA-EMPLOYER

$

-

4. UNEMPLOYMENT

$

-

5. INCOME

$

-

6. OTHER (ATTACH LIST)

$

-

7. TOTAL FEDERAL TAXES

$

-

$

-

$

-

$

-

STATE AND LOCAL

$

-

8. WITHHOLDING

$

-

9. SALES

$

-

10. EXCISE

$

-

11. UNEMPLOYMENT

$

-

12. REAL PROPERTY

$

-

13. PERSONAL PROPERTY

$

-

14. OTHER (ATTACH LIST)

$

-

15. TOTAL STATE & LOCAL

$

-

$

-

$

-

$

-

16. TOTAL TAXES

$

-

$

-

$

-

$

-

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

INSIDERS

NAME

TYPE OF PAYMENT

AMOUNT PAID

TTL PD TO DATE

1.

2.

3.

4.

5.

TOTAL PAYMENTS TO INSIDERS

$

-

$

-

PROFESSIONALS

NAME

DATE OF COURT ORDER

AUTHORIZING PAYMENT

AMOUNT

APPROVED

AMOUNT

PAID

TTL PAID

TO DATE

TOTAL INCURRED

& UNPAID

1.

2.

3.

4.

5.

TOTAL PAYMENTS TO PROFESSIONALS

$

-

$

-

$

-

$

-

NAME OF CREDITOR

SCHEDULED

MONTHLY

PAYMENTS

DUE

AMOUNTS

PAID

DURING

MONTH

TOTAL

UNPAID

POST-

PETITION

1.

2.

3.

4.

5.

6. TOTAL

$

-

$

-

$

-

CASE NAME:

In re: Yuma Energy, Inc

CASE NUMBER:

Case No. 20-41455-11

QUESTIONNAIRE

YES

NO

1. HAVE ANY ASSETS BEEN SOLD OR TRANSFERRED OUTSIDE THE NORMAL COURSE OF BUSINESS THIS REPORTING PERIOD?

X

2. HAVE ANY FUNDS BEEN DISBURSED FROM ANY ACCOUNT OTHER THAN A DEBTOR IN POSSESSION ACCOUNT?

X

3. ARE ANY POSTPETITION RECEIVABLES (ACCOUNTS, NOTES OR LOANS) DUE FROM RELATED PARTIES?

X

4. HAVE ANY PAYMENTS BEEN MADE ON PREPETITION LIABILITIES THIS REPORTING PERIOD?

X

5. HAVE ANY POSTPETITION LOANS BEEN RECEIVED BY THE DEBTOR FROM ANY PARTY?

X

6. ARE ANY POSTPETITION PAYROLL TAXES PAST DUE?

X

7. ARE ANY POSTPETITION STATE OR FEDERAL INCOME TAXES PAST DUE?

X

8. ARE ANY POSTPETITION REAL ESTATE TAXES PAST DUE?

X

9. ARE ANY OTHER POSTPETITION TAXES PAST DUE?

X

10. ARE ANY AMOUNTS OWED TO POSTPETITION CREDITORS DELINQUENT?

X

11. HAVE ANY PREPETITION TAXES BEEN PAID DURING THE REPORTING PERIOD?

X

12. ARE ANY WAGE PAYMENTS PAST DUE?

X

IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS "YES"; PROVIDE A DETAILED EXPLANATION OF EACH ITEM. ATTACH ADDITIONAL SHEETS IF NECESSARY.

INSURANCE

YES

NO

1. ARE WORKER'S COMPENSATION, GENERAL LIABILITY AND OTHER NECESSARY INSURANCE COVERAGES IN EFFECT?

X

2. ARE ALL PREMIUM PAYMENTS PAID CURRENT?

X

3. PLEASE ITEMIZE POLICIES BELOW

IF THE ANSWER TO ANY OF THE ABOVE QUESTIONS IS "NO" OR IF ANY POLICIES HAVE BEEN CANCELED OR NOT RENEWED DURING THIS REPORTING PERIOD, PROVIDE AN EXPLANATION BELOW. ATTACH ADDITIONAL SHEETS IF NECESSARY.

April and May payments not paid

INSTALLMENT PAYMENTS

TYPE OF

POLICY

CARRIER

PERIOD

COVERED

PAYMENT AMOUNT

& FREQUENCY

Installment Payments

Type of Policy

Insurance Company and General Agent

Effective Date of

Policy

Policy Term

Payment

Amount

Payment

Frequency

Hired N/O Auto

Berkley Regional Insurance Co

10/15/19

12 Months

Workmen's Comp

Berkley Regional Insurance Co

10/15/19

12 Months

Pollution

Great American Ins Co Of New York

10/15/19

12 Months

Protection & Indemnity

Great American Ins Co Of New York

10/15/19

12 Months

Maritime

Lloyd's London - Certain Underwrite

10/15/19

12 Months

Property

Allianz Global Corporate & Specialty

10/15/19

12 Months

General Liability

Markel International Ins Co Limited

10/15/19

12 Months

Excess Liability

Markel International Ins Co Limited

10/15/19

12 Months

Control of Well

Markel International Ins Co Limited

10/15/19

12 Months

Package

Lloyd's London - Certain Underwrite

10/15/19

12 Months

Fiduciary

Axis Insurance Co

10/15/19

12 Months

Crime

Axis Insurance Co

10/15/19

12 Months

Emp Pac Liability

Axis Insurance Co

10/15/19

12 Months

Total Under IPFS

D&O

Federal Insurance Company & Chubb Specialty Insurance

12/15/19

12 Months

$        60,814

Monthly

D&O

Ace American Insurance Company & Chubb Specialty Insurance

12/15/19

12 Months

Total Under AFCO

$        20,759

Monthly

Assets

Liabilities and Equity

Cash and cash equivalents

$

-

Current maturities-bank debt

$

-

Trade receivables

1,600

Notes payable- short term

-

Joint venture partner rec

-

Current maturities-other

1,735,252

Oil and gas revenue

-

Current maturities debt

$

1,735,252

Allowance - trade A/R

-

Officers and employees

-

Accounts payable - trade

$

-

Other

-

Accounts payable - officer

1,070,554

Allowance - other A/R

-

JV Partner Advances

-

Prepaids

-

Oil & gas distribution payable

-

Deferred charges and other

-

Intercompany advances, net

(1,030,510

)

Total Current Assets

$

1,600

Accounts payable

$

40,044

Property and Equipment

Other deferred credits

$

-

Not subject to amortization

$

-

Short term lease liability

-

Subject to amortization

-

Asset retirement obligations

-

Depletion

-

Accrued expenses and other

58,835

Net Oil and Gas Properties

$

-

Total Current Liabilities

$

1,834,131

Construction in progress

$

-

Bank debt

$

850,000

Other property and equipment

-

Total Long-Term Debt

$

850,000

Aksum DD&A other prop

-

Net Other Property

$

-

Other Long-Term Liabilities

Asset retirement obligation

$

-

Other Assets

Long term lease liability

-

Receivables from affiliate

$

-

Deferred rent credit

-

Investment in subs & prtnshp

574,491

Restricted stock units

-

Deposits

-

Other

-

Operating right-of-use leases

-

Total Other Long-Term Liabilities

$

-

Public offering costs

-

Other assets

-

Total Liabilities

$

2,684,131

Total Other Assets

$

574,491

Equity

Total Assets

$

576,091

Common stock

$

1,552

Preferred stock

2,188

Capital in excess of par

3,255,234

Distributions

$

-

Retained earnings

(4,911,007

)

Current period income(loss)

(14,965

)

Preferred stock accretion

-

Retained earnings

$

(4,925,971

)

Treasury stock, at cost

$

(441,044

)

Total Equity

$

(2,108,040

)

Total Liabilities and Equity

$

576,091