AND EXCHANGE COMMISSION
to Section 13 or 15(d) of the Securities Exchange Act of 1934
of Report (Date of earliest event reported) August 19, 2020 (August 14, 2020)
name of registrant as specified in its charter)
or other jurisdiction
of incorporation or organization)
Seaton Street, Los Angeles, CA
of principal executive offices)
Registrant’s telephone number, including area code: (323) 694-9800
name or former address, if changed since last report)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
of Each Exchange on Which Registered|
A Common stock
by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
growth company [ ]
an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
2.02 Results of Operations and Financial Condition
August 14, 2020, SRAX, Inc. (the “Company”) filed its quarterly report on Form 10-Q for the quarter ended June 30,
2020, and on August 17, 2020, disclosed certain financial results and operational results for the quarter ended June 30, 2020
in a press release. The press release is attached as Exhibit 99.01 and is incorporated herein by reference.
information furnished under Items 2.02, including the accompanying Exhibit 99.01 shall not be deemed to be “filed”
for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to
the liability of such section, nor shall such information be deemed to be incorporated by reference in any subsequent filing by
the Company under the Securities Act of 1933 or the Exchange Act, regardless of the general incorporation language of such filing,
except as specifically stated in such filing.
7.01 Regulation FD Disclosure
August 17, 2020, the Company held an earnings call. A video and audio of the earnings call, along with the slides presented
are contained under the Multimedia tab of the Company’s website at the following link: https://srax.com/newsroom#multimedia.
information contained in this Item 7.01 to this Current Report on Form 8-K and the exhibit attached hereto pertaining to this
item shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the
liabilities of that section, nor shall such information or such exhibits be deemed incorporated by reference in any filing under
the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such
a filing. The information set forth in the exhibits to this Form 8-K relating to this item 7.01 shall not be deemed an admission
as to the materiality of any information in this report that is required to be disclosed solely to satisfy the requirements of
9.01 Financial Statements and Exhibits.
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report on Form 8-K to be signed
on its behalf by the undersigned hereunto duly authorized.
|| Christopher Miglino|