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EX-23.1 - EX-23.1 - Harmony Biosciences Holdings, Inc.d794185dex231.htm

As filed with the Securities and Exchange Commission on August 18, 2020.

Registration No. 333-                

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

HARMONY BIOSCIENCES HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   2834   82-2279923

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

630 W. Germantown Pike, Suite 215

Plymouth Meeting, PA 19462

Telephone:  (484) 539-9800

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

John C. Jacobs

President and Chief Executive Officer

Harmony Biosciences Holdings, Inc.

630 W. Germantown Pike, Suite 215

Plymouth Meeting, PA 19462

Telephone:  (484) 539-9800

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

 

Christopher D. Lueking, Esq.

Latham & Watkins LLP

330 North Wabash Avenue, Suite 2800

Chicago, IL 60611

Telephone:  (312) 876-7700

 

Stephanie Wisdo

General Counsel

Harmony Biosciences Holdings, Inc.

630 W. Germantown Pike, Suite 215

Plymouth Meeting, PA 19462

Telephone:  (484) 539-9800

 

Robert Puopolo, Esq.

Seo Salimi, Esq.

Goodwin Procter LLP

100 Northern Avenue

Boston, MA 02210

Telephone:  (617) 570-1000

 

 

Approximate date of commencement of proposed sale to the public:  As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, or Securities Act, check the following box.  ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ 333-240122

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Securities Exchange Act of 1934, as amended.

 

Large accelerated filer

 

  

Accelerated filer

 

Non-accelerated filer

 

  

Smaller reporting company

 

    

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of each class of

securities to be registered

 

Amount

to be

registered(1)

 

Proposed

maximum

offering price

per share(2)

 

Proposed

maximum

aggregate
offering price(1)

  Amount of
registration fee(3)

Common stock, $0.00001 par value per share

  802,325   $24.00   $19,255,800   $2,499.40

 

 

(1)

Represents only the additional number of shares being registered, which includes the 104,651 additional shares that the underwriters have the option to purchase. Does not include the securities that the Registrant previously registered on the Registration Statement on Form S-1 (File No. 333-240122).

(2)

Based on the public offering price.

(3)

The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, or the Securities Act, based on the proposed maximum aggregate offering price. The Registrant previously registered securities with an aggregate offering price not to exceed $123,023,251 on a Registration Statement on Form S-1, as amended (File No. 333-240122), which was declared effective by the Securities and Exchange Commission on August 18, 2020. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $19,255,800 are hereby registered, which includes the additional shares that the underwriters have the option to purchase.

 

 

This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act.

 

 

 


EXPLANATORY NOTE AND INCORPORATION OF

CERTAIN INFORMATION BY REFERENCE

Pursuant to Rule 462(b) under the Securities Act of 1933, as amended (“Securities Act”), Harmony Biosciences Holdings, Inc. (“Registrant”) is filing this Registration Statement on Form S-1 (this “Registration Statement”) with the Securities and Exchange Commission (“Commission”). This Registration Statement relates to the public offering of securities contemplated by the Registration Statement on Form S-1 (File No. 333-240122), as amended (the “Prior Registration Statement”), which the Registrant originally filed with the Commission on July 27, 2020, and which the Commission declared effective on August 18, 2020.

The Registrant is filing this Registration Statement for the sole purpose of increasing the aggregate number of shares of common stock reflected in the Prior Registration Statement by 802,325 shares, which includes 104,651 shares of common stock that may be sold pursuant to the underwriters’ option to purchase additional shares. The additional securities that are being registered for sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Prior Registration Statement. The information set forth in the Prior Registration Statement and all exhibits to the Prior Registration Statement are incorporated by reference into this Registration Statement.

The required opinions and consents are listed on the Exhibit Index attached hereto and filed herewith.


PART II

Information Not Required in Prospectus

 

Item 16.

Exhibits

The following documents are filed as exhibits to this Registration Statement, and all other exhibits previously filed as exhibits to the Prior Registration Statement are incorporated by reference into, and shall be deemed to be a part of, this filing.

EXHIBIT INDEX

Exhibit
Number

  

Description

5.1*    Opinion of Latham & Watkins LLP (incorporated by reference to Exhibit 5.1 filed on August  12, 2020 with the Prior Registration Statement).
23.1    Consent of Deloitte & Touche LLP, independent registered public accounting firm.
23.2*    Consent of Latham & Watkins LLP (included in Exhibit 5.1).
24.1*    Power of Attorney (incorporated by reference to Exhibit 24.1 filed on July 27, 2020 with the Prior Registration Statement).

 

*

Previously filed.


SIGNATURES

Pursuant to the requirements of the Securities Act, the Registrant has duly caused this registration statement on Form S-1 to be signed on its behalf by the undersigned, thereunto duly authorized, in City of Plymouth Meeting, State of Pennsylvania, on August 18, 2020.

 

HARMONY BIOSCIENCES HOLDINGS, INC.

By:

 

/s/  John C. Jacobs

 

John C. Jacobs

 

President, Chief Executive Officer and Director

Pursuant to the requirements of the Securities Act of 1933, this registration statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/  John C. Jacobs   

President, Chief Executive Officer and Director

(Principal Executive Officer)

   August 18, 2020
John C. Jacobs   
/s/  Susan L. Drexler   

Chief Financial Officer

(Principal Financial Officer and Principal Accounting Officer)

   August 18, 2020
Susan L. Drexler   
*                   

Chairman of the Board

   August 18, 2020
Jeffrey S. Aronin      
*                   

Director

   August 18, 2020
Antonio Gracias      
*                   

Director

   August 18, 2020
Jack Bech Nielsen      
*                   

Director

   August 18, 2020
Juan A. Sabater      
*                   

Director

   August 18, 2020
Gary Sender      
*                   

Director

   August 18, 2020
Dr. Andreas Wicki      

*By: 

  

/s/  John C. Jacobs

      August 18, 2020
  

John C. Jacobs
Attorney-in-Fact