UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): July 24, 2020

 

Live Ventures Incorporated

(Exact Name of Registrant as Specified in Charter)

 

 

Nevada

001-33937

85-0206668

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

325 E. Warm Springs Road, Suite 102

Las Vegas, NV 89119

(Address of Principal Executive Offices and Zip Code)

 

Registrant’s telephone number, including area code: 702-997-5968

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock, $0.001 par value per share

 

LIVE

 

The NASDAQ Stock Market LLC (The NASDAQ Capital Market)

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

 


 

Item 5.07.  Submission of Matters to a Vote of Security Holders.

 

On July 24, 2020, Live Ventures Incorporated (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”) to vote on the matters disclosed in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on June 25, 2020 (the “Proxy Statement”). The final voting results for the matters submitted to a vote of stockholders were as follows:

 

Proposal No. 1 – Election of Directors

 

At the Annual Meeting, the Company’s stockholders elected the persons listed below as directors for a one-year term expiring on the date of the Annual Meeting in 2021 or until their respective successors are duly elected and qualified:

 


 

Votes

 

Nominee Name

 

 

Votes
For

 

 

 

Votes
Withheld

 

 

 

Broker
Non-Votes

 

Jon Isaac

 

 

1,656,263

 

 

 

20,829

 

 

 

666,759

 

Tony Isaac

 

 

1,656,338

 

 

 

20,754

 

 

 

666,759

 

Richard D. Butler, Jr.

 

 

1,655,948

 

 

 

21,144

 

 

 

666,759

 

Dennis (De) Gao

 

 

1,655,773

 

 

 

21,319

 

 

 

666,759

 

Tyler Sickmeyer

 

 

1,655,696

 

 

 

21,396

 

 

 

666,759

 

 

 

Proposal No. 2 – Ratification of Independent Accounting Firm

 

The Company’s stockholders ratified the appointment of WSRP as the Company’s independent registered public accounting firm for fiscal 2020.

 

Votes

For

 

Against

 

Abstain

2,336,719

 

7,056

 

76

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

LIVE VENTURES INCORPORATED

 

 

By:

/s/ Jon Isaac

 

Name:  Jon Isaac

 

Title:    Chief Executive Officer

 

Dated: July 24, 2020

 

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