UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 30, 2020

 

 

MERUS N.V.

(Exact name of registrant as specified in its charter)

 

 

 

The Netherlands   001-37773   Not Applicable

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

Yalelaan 62

3584 CM Utrecht

The Netherlands

(Address of principal executive offices) (Zip Code)

+31 85 016 2500

(Registrant’s telephone number, including area code)

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Shares, €0.09 nominal value per share   MRUS   The Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☒

 

 

 


Item 5.07

Submission of Matters to a Vote of Security Holders.

On June 30, 2020, Merus N.V. (the “Company”) held its annual general meeting of shareholders (the “Annual Meeting”). For all proposals other than Proposal 2, a total of 24,131,512 common shares were present or represented by proxy at the Annual Meeting, representing approximately 83.1% of the Company’s outstanding common stock as of the June 2, 2020 record date. For Proposal 2, a total of 24,899,239 common shares were present or represented by proxy at the Annual Meeting, representing approximately 85.7% of the Company’s outstanding common stock as of the June 2, 2020 record date.

The following are the voting results for the proposals considered and voted upon at the Annual Meeting, all of which were described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on June 2, 2020.

Proposal 1 - Adoption of Dutch statutory annual accounts for the financial year 2019:

 

For    Against    Abstain    Broker Non-Votes
24,128,562    2,200    750    767,727

Proposal 2 - Appointment of the external auditor for the financial year 2020 for purposes of Dutch law:

 

For    Against    Abstain    Broker Non-Votes
24,881,969    12,900    4,370   

Proposal 3 - Release of each member of our board of directors from liability for the exercise of their duties:

 

For    Against    Abstain    Broker Non-Votes
24,120,835    7,398    3,279    767,727

Proposal 4 - Re-appointment of Mark Iwicki as non-executive director:

 

For    Against    Abstain    Broker Non-Votes
19,709,751    4,419,556    2,205    767,727

Proposal 5 - Re-appointment of Gregory D. Perry as non-executive director:

 

For    Against    Abstain    Broker Non-Votes
24,126,801    4,545    166    767,727

Proposal 6 - Appointment of Paolo Pucci as non-executive director:

 

For    Against    Abstain    Broker Non-Votes
24,126,601    4,020    891    767,727

Proposal 7 - Approval of the amendment of the terms applicable to options granted under the Company’s 2010 employee option plan to remove the pre-defined windows during which such options may be exercised:

 

For    Against    Abstain    Broker Non-Votes
24,121,864    5,366    4,282    767,727

Proposal 8 - Granting authorization to acquire shares (or depository receipts for such shares) in the Company’s capital:

 

For    Against    Abstain    Broker Non-Votes
24,123,450    5,825    2,237    767,727


Proposal 9 - Approval of the amendment of the Company’s Non-Executive Director Compensation Program (“NED Program”) to remove the limit on the number of shares that may be awarded to a non-executive director for initial and annual awards under the NED Program. The number of shares subject to such awards will continue to be determined by the grant date fair value set forth in the NED Program:

 

For    Against    Abstain    Broker Non-Votes
22,518,705    1,611,394    1,413    767,727

Based on the foregoing votes, the shareholders elected Paolo Pucci as a non-executive director and re-elected Mark Iwicki and Gregory Perry as non-executive directors, each to serve until the 2024 annual general meeting of shareholders of the Company, and approved Proposals 1, 2, 3, 7, 8 and 9.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    MERUS N.V.
Date: July 6, 2020     By:  

/s/ Sven A. Lundberg

    Name:   Sven (Bill) Ante Lundberg, M.D.
    Title:   President, Chief Executive Officer and Principal Financial Officer