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EX-31.2 - CERTIFICATION - Energy & Water Development Corpeawd_ex31z2.htm
EX-31.1 - CERTIFICATION - Energy & Water Development Corpeawd_ex31z1.htm

 


 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-Q/A

(Amendment No. 1)


þ  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


For the quarter ended March 31, 2020


¨  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from ________ to ________

Commission file number: 000-56030

ENERGY and WATER DEVELOPMENT CORP.

 (Exact Name of Registrant as Specified in Its Charter)

Florida

 

30-0781375

(State or Other Jurisdiction of Incorporation or Organization)

 

(I.R.S. Employer Identification No.)


7901 4th Street N STE #4174, St Petersburg, Florida 33702

(Address of Principal Executive Offices, including Zip Code)


Tel No.: 305-517-7330

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act: None


Title of each class

Trading Symbol(s)

Name of each exchange on which registered

None

None

None


Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.  Yes þ    No ¨

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).  Yes þ    No ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer ¨

Accelerated filer ¨

Non-accelerated filer þ

Smaller reporting company þ

 

Emerging growth company þ

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).  Yes ¨    No þ

The number of shares outstanding of the registrant’s classes of common stock as of June 15, 2020 was 100,620,350 shares.


 

 





 


EXPLANATORY NOTE

 

The sole purpose of this Amendment No. 1 to the Quarterly Report on Form 10-Q of Energy and Water Development Corp (the “Company”) that was filed with the U.S. Securities and Exchange Commission (the “SEC”) on June 30, 2020 (the “Quarterly Report”) is to add this Explanatory Note regarding our reliance on SEC Release No. 34-88465 (the “SEC Order”) issued by the SEC on March 25, 2020, under Section 36 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), in connection with the filing of the Quarterly Report. The SEC Order provides conditional relief to public companies that are unable to timely comply with their filing obligations as a result of the novel coronavirus (“COVID-19”) outbreak by extending, subject to the conditions of the SEC Order, the filing deadline by up to 45 days for certain Exchange Act reports due on or before July 1, 2020.

 

As previously disclosed in the Company’s Current Report on Form 8-K filed with the SEC on May 15, 2020, the Company determined to rely on the relief provided by the SEC Order to delay the filing of the Quarterly Report due to circumstances related to the COVID-19 pandemic.

 

The unprecedented global outbreak of COVID-19 caused the closing of the Company’s offices and required the Company’s internal staff, outside accountants, and independent registered public accounting firm to work remotely, resulting in the disruption of the Company’s operations and business. The Company was therefore unable to timely prepare and file the Quarterly Report that was due May 15, 2020, and therefore the Company elected to rely on the conditional filing relief provided under the SEC Order.


No other changes have been made to the Quarterly Report, except that Part II, Item 6 of the Quarterly Report is also being amended to refer to the updated Exhibit Index that is included herein for the purpose of including abbreviated officer certifications that are being filed herewith. This Form 10-Q/A speaks as of the original filing date of the Quarterly Report and has not been updated to reflect events occurring subsequent to the original filing date.




 


EXHIBIT INDEX


 

 

 

 

 

Incorporated by Reference

 

Filed or Furnished

Exhibit #

 

Exhibit Description

 

 

Form

 

Date Filed

 

 

Exhibit #

 

Herewith

 

 

 

 

 

 

 

 

 

 

 

 

 

31.1

  

Certification of Principal Executive Officer (Section 302)

  

  

 

 

 

 

 

 

 

*

31.2

  

Certification of Principal Financial Officer (Section 302)

  

  

 

 

 

 

 

 

 

*





 



SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Energy and Water Development Corp.

 

 

Date: July 2, 2020

By:

/s/ Ralph Hofmeier

 

 

Ralph Hofmeier

 

 

President and Chief Executive Officer
(Principal Executive Officer)

 

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.


Signature

 

Title

 

Date

                                                        

    

 

    

                            

/s/ Ralph Hofmeier

 

President, Chief Executive Officer, Director, and

 

July 2, 2020

Ralph Hofmeier

 

Chairman (Principal Executive Officer)

 

 

 

 

 

 

 

/s/ Irma Velazquez

 

Chief Operating Officer (Principal Financial Officer and

 

July 2, 2020

Irma Velazquez

 

Principal Accounting Officer), Director and Vice-Chairman