Attached files

file filename
EX-99.1 - EXHIBIT 99.1 - Sphere 3D Corpexhibit99-1.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 24, 2020

Sphere 3D Corp.
(Exact name of registrant as specified in its charter)
     
Ontario, Canada 001-36532 98-1220792
(State or other jurisdiction
of incorporation)
(Commission File Number) (IRS Employer Identification No.)

 
895 Don Mills Road,
Bldg. 2, Suite 900
Toronto, Ontario 
 
 
M3C 1W3
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (858) 571-5555

Not Applicable

Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which Registered

Common Shares

  ANY

NASDAQ Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 2.02.  Results of Operations and Financial Condition.

 On June 24, 2020, we issued a press release announcing our financial results for our first fiscal quarter ended March 31, 2020.  The information contained in the press release is incorporated herein by reference and furnished as Exhibit 99.1.

 The information in this Item 2.02 and Exhibit 99.1 is being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section.

Item 9.01.  Financial Statements and Exhibits

 (d)  Exhibits

99.1 Press release dated June 24, 2020

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: June 30, 2020

SPHERE 3D CORP.

By: /s/ Kurt L. Kalbfleisch                                      

          Kurt L. Kalbfleisch

          Chief Financial Officer


EXHIBIT INDEX

Exhibit Number

Description

99.1

Press Release Issued June 24, 2020