AND EXCHANGE COMMISSION
Report Pursuant to Section 13 or 15(d) of
Securities Act of 1934
of Report (Date of earliest event reported): June 29, 2020
Power Technologies, Inc.
name of registrant as specified in its charter)
|(State or other jurisdiction
Engelhard Drive, Suite B
Township, New Jersey
of principal executive offices)
telephone number, including area code)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))|
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))|
registered pursuant to Section 12(b) of the Act:
of each class
of each exchange on which registered|
Stock $0.001 par value
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
growth company [ ]
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
2.02. Results of Operations and Financial Condition.
June 29, 2020, Ocean Power Technologies, Inc. (the “Company”) issued a press release announcing its financial results
for its fiscal fourth quarter ending April 30, 2020 and date and time of its investor conference call and webcast. A copy of the
press release is furnished as Exhibit 99.1 to this report and is incorporated herein by reference.
accordance with General Instruction B.2 of Form 8-K, the information set forth in Item 2.02 and in the attached Exhibit 99.1 shall
be deemed to be “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended.
9.01 Financial Statements and Exhibits.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|Date: June 29, 2020
||OCEAN POWER TECHNOLOGIES, INC.|
George H. Kirby III|
||George H. Kirby III|
||President and Chief Executive Officer|