UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
Form 8-K
 
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Act of 1934
 
Date of Report (Date of earliest event reported): June 11, 2020
 
ENGlobal Corporation
(Exact name of registrant as specified in its charter)
 
 
 
 
 
 
 
Nevada
 
001-14217
 
88-0322261
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
 
 
 
 
654 N. Sam Houston Parkway E.
Suite 400
Houston, Texas
 
77060-5914
(Address of principal executive offices)
 
(Zip Code)
 
(281) 878-1000
(Registrant’s telephone number, including area code)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))
 
 
Securities registered pursuant to Section 12(b) of the Act: 
 
 Title of each class
 Trading Symbol(s)
 Name of each exchange on which registered
 Common Stock, $0.001 par value
 ENG
 NASDAQ
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 
 


 
 
Item 5.07. Submission of Matters to a Vote of Security Holders.
 
ENGlobal Corporation (the "Company" or "ENGlobal") held its 2020 Annual Meeting of Shareholders on June 11, 2020. The following proposals were submitted to the holders of the Company's common stock (the "Common Stock") for a vote:
 
The election of five directors to the Board of Directors of ENGlobal,
 
The approval of the amended and restated ENGlobal Corporation 2009 Equity Incentive Plan, and
 
The ratification of the appointment of Moss Adams, LLP as the independent auditors of ENGlobal for fiscal year 2020.
 
The results of such votes were as follows:
 
1. The following votes were cast in the election of the Board of Directors:
 
Name of Nominee
Number of Votes
Voted For
Number of Votes
Withheld
William A. Coskey, P.E.
15,451,401
797,852
David W. Gent, P.E.
15,076,474
1,172,779
Randall B. Hale
15,344,623
904,630
David C. Roussel
15,118,287
1,130,966
Kevin M. Palma
14,050,679
2,198,574
 
2. The following votes were cast to approve the amended and restated ENGlobal Corporation 2009 Equity Incentive Plan; and
 
Number of Votes
Voted For
Number of Votes
Voted Against
Number of Votes
Abstaining
14,279,038
1,969,361
854
 
3. The following votes were cast in the ratification of the appointment of Moss Adams, LLP as the independent auditors of the Company for fiscal year 2020:
 
Number of Votes
Voted For
Number of Votes
Voted Against
Number of Votes
Abstaining
15,818,632
575,725
6,031
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
 
 
 
 
 
 
 
ENGlobal Corporation
 
 
 
Dated: June 11, 2020
 
 
 
/s/ Mark A. Hess
 
 
 
 
Mark A. Hess
Chief Financial Officer,
Corporate Secretary and Treasurer