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EX-99 - EXHIBIT 99 - UNIVERSAL ELECTRONICS INCexhibit99-8k20200528.htm





UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 _______________________________________  
FORM 8-K
  _______________________________________  
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
Of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): May 28, 2020
  _______________________________________ 
UNIVERSAL ELECTRONICS INC.
(Exact name of Registrant as specified in its charter)
 _______________________________________
 
Delaware
 
0-21044
 
33-0204817
(State or other jurisdiction
 
(Commission File No.)
 
(I.R.S. Employer
of incorporation or organization)
 
 
 
Identification No.)
15147 N. Scottsdale Road, Suite H300
 
 
 
Scottsdale, Arizona
 
 
85254-2494
(Address of principal executive offices)
 
 
(Zip Code)
(Registrant’s telephone number, including area code): (480) 530-3000
_______________________________________ 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbols
Name of each exchange on which registered
Common Stock, par value $0.01 per share
UEIC
The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨






TABLE OF CONTENTS






Item 8.01 Other Events
On May 28, 2020, Universal Electronics Inc. (“UEI”) entered into a confidential settlement agreement with Universal Electronics BV, a wholly owned subsidiary of UEI (“UEBV”), Telenet BVBA, a customer of UEBV (“Telenet”), Ruwido Austria GmbH (“Ruwido”) and FM Marketing GmbH an affiliated company to Ruwido (“FM Marketing”) whereby all court proceedings (first filed in 2015) between the parties have been dismissed with prejudice. As a part of this agreement, in addition to dismissing their claims against UEBV and Telenet, FM Marketing will pay an undisclosed amount to UEBV and Telenet.
In addition, also on May 28, 2020, UEI issued a press release reporting the settlement.
A copy of UEI’s press release is attached as Exhibit 99 and incorporated by reference.

Item 9.01 Financial Statements and Exhibits
(d)    Exhibits. The following exhibit is furnished with this report.
Exhibit 99    Press Release issued on May 28, 2020, reporting the settlement.


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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
 
Universal Electronics Inc.
 
 
 
Date: May 28, 2020
 
By: /s/ Bryan M. Hackworth
 
 
Bryan M. Hackworth
 
 
Chief Financial Officer
 
 
(Principal Financial Officer)


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INDEX TO EXHIBITS


 
 
 
Exhibit Number
 
Description
99
 


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