UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 21, 2020
CALIFORNIA BANCORP
(Exact name of registrant as specified in its charter)
California | 001-39242 | 82-1751097 | ||
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) | ||
1300 Clay Street, Suite 500 Oakland, California |
94612 | |||
(Address of Principal Executive Offices) | (Zip Code) |
(510) 457-3737
(Registrants Telephone Number, Including Area Code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
Common Stock | CALB | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.08 | Shareholder Director Nominations |
On May 21, 2020, the Board of Directors (the Board) of California BanCorp (the Company) determined that the Companys 2020 Annual Meeting of Shareholders (the 2020 Annual Meeting) will be held at 10:00 a.m. Pacific Time on Thursday, August 6, 2020 at 1300 Clay Street, Suite 500, Oakland, California 94612. The Board also set June 17, 2020 as the record date for determining shareholders entitled to receive notice of, and vote at, the 2020 Annual Meeting.
In accordance with the rules of the Securities and Exchange Commission (the SEC) and the Companys bylaws, any shareholder proposal intended to be considered for inclusion in the Companys proxy materials for the 2020 Annual Meeting must be received by the Corporate Secretary at the Companys principal executive offices at 1300 Clay Street, Suite 500, Oakland, California 94612 on or before the close of business on June 1, 2020. In addition to complying with this deadline, shareholder proposals intended to be considered for inclusion in the Companys proxy materials for the 2020 Annual Meeting must also comply with the Companys bylaws and all applicable rules and regulations promulgated by the SEC under the Securities Exchange Act of 1934, as amended.
In addition, any shareholder who intends to submit a proposal regarding a director nomination or who intends to submit a proposal regarding any other matter of business at the 2020 Annual Meeting and does not desire to have the proposal included in the Companys proxy materials for the 2020 Annual Meeting, must ensure that notice of any such nomination or proposal (including certain additional information specified in the Companys bylaws) is received by the Corporate Secretary at the Companys principal executive offices on or before the close of business on June 1, 2020.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CALIFORNIA BANCORP | ||||||
Date: May 22, 2020 | By: | /s/ THOMAS A. SA | ||||
Thomas A. Sa Senior Executive Vice President, Chief Financial Officer and Chief Operating Officer |