UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 15, 2020

 

INCEPTION MINING INC.

(Exact name of registrant as specified in its charter)

 

Nevada   000-55219   35-2302128

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 

5330 South 900 East, Suite 280

Murray, Utah 84107

(Address of principal executive offices) (zip code)

 

(801) 312-8113

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act: None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). [  ]

 

Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 

 

 

   

 

 

EXPLANATORY NOTE

 

This Form 8-K Report is being made pursuant to and in reliance upon the Commission’s March 4, 2020 Order (Release No. 34-88318), as modified on March 25, 2020 (Release No. 34-88465). March 25, 2020 SEC Release No. 34-88465 (the “Order”) in connection with the below request for relief to file a Form 8-K when an SEC Registrant is unable to meet a filing deadline due to circumstances related to COVID-19.

 

Item 8.01 Other Events

 

Our Form 10-Q for the period ending March 31, 2020 was due on or about May 15, 2020 (the “10-Q”). We are relying on the Commission’s orders and are requesting relief from the Commission to delay the filing the 10-Q due to the circumstances surrounding COVID-19. COVID-19 has not allowed our officers to adequately coordinate and complete matters pertaining to the 10-Q in a timely manner. In particular, Company personnel had limited access to the Clavo Rico mine in Honduras due to in-country requirements related to COVID-19. We estimate that we will be able to file the 10-Q before June 26, 2020, which is within the 45 day filing requirement provided for in the Order.

 

In light of the current COVID-19 pandemic, the Company will be including the following Risk Factor in its Report:

 

An occurrence of an uncontrollable event such as the COVID-19 pandemic may negatively affect our operations.

 

The occurrence of an uncontrollable event such as the COVID-19 pandemic may negatively affect our operations. A pandemic typically results in social distancing, travel bans and quarantine, and this may limit access to our facilities, customers, management, support staff and professional advisors. These factors, in turn, may not only impact our operations, financial condition and demand for our goods and services but our overall ability to react timely to mitigate the impact of this event. Also, it may hamper our efforts to comply with our filing obligations with the Securities and Exchange Commission.

 

   

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  INCEPTION MINING INC.
     
Date: May 15, 2020 By: /s/ Trent D’Ambrosio
  Name: Trent D’Ambrosio
  Title:

Chief Executive Officer

(Principal Executive Officer)