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EX-4.1 - EXHIBIT 23.1 - Bionano Genomics, Incnt10007734x6_ex23-1.htm
EX-5.1 - EXHIBIT 5.1 - Bionano Genomics, Incnt10007734x6_ex5-1.htm

As filed with the Securities and Exchange Commission on April 1, 2020
Registration No. 333-
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



 FORM S-1
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933



 Bionano Genomics, Inc.
(Exact name of registrant as specified in its charter)



Delaware
3826
26-1756290
(State or other jurisdiction of incorporation or
(Primary Standard Industrial
(I.R.S. Employer
organization)
Classification Code Number)
Identification No.)
 
9540 Towne Centre Drive, Suite 100
San Diego, CA 92121
(858) 888-7600
 (Address, including zip code, and telephone number, including
area code, of registrant’s principal executive offices)



R. Erik Holmlin, Ph.D.
President and Chief Executive Officer
Bionano Genomics, Inc.
9540 Towne Centre Drive, Suite 100
San Diego, CA 92121
(858) 888-7600
 (Name, address, including zip code, and telephone number, including area code, of agent for service)



Copies to:

Thomas A. Coll, Esq.
R. Erik Holmlin, Ph.D.
Ivan K. Blumenthal, Esq.
James C. Pennington, Esq.
President and Chief Executive Officer
Cliff M. Silverman, Esq.
Cooley LLP
Bionano Genomics, Inc.
Mintz, Levin, Cohn, Ferris, Glovsky
4401 Eastgate Mall
9540 Towne Centre Drive, Suite 100
and Popeo, P.C.
San Diego, California 92121
San Diego, California 92121
Chrysler Center
(858) 550-6000
(858) 888-7600
666 Third Avenue
   
New York, NY 10017
   
(212) 935-3000
     


Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ⌧
 
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ⌧ (333-237074)
 
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. □
 
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. 
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer
Accelerated filer
       
Non-accelerated filer
Smaller reporting company
       
   
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. □
 
CALCULATION OF REGISTRATION FEE

Title of Each Class of Securities to be Registered
 
Proposed Maximum
Aggregate
Offering Price(1)(4)
   
Amount of Registration Fee(1)
 
Common Stock, par value $0.0001 per share(2)(3)
 
$
2,999,200
       
Pre-funded warrants to purchase shares of common stock and common stock issuable upon exercise thereof(2)(3)
 
$
2,999,200
       
Warrants to purchase Common Stock and shares of Common Stock issuable upon exercise thereof(2)
 
$
2,999,200
       
Total
 
$
5,998,400
   
$
779
 

(1)
Estimated solely for the purpose of calculating the amount of the registration fee in accordance with Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”).
(2)
Pursuant to Rule 416 under the Securities Act of 1933, as amended, the securities being registered hereunder include such indeterminate number of additional securities as may be issuable to prevent dilution resulting from stock splits, dividends or similar transactions.
(3)
The proposed maximum aggregate offering price of the common stock proposed to be sold in the offering will be reduced on a dollar-for-dollar basis based on the aggregate offering price of the pre-funded warrants offered and sold in the offering (plus the aggregate exercise price of the common stock issuable upon exercise of the pre-funded warrants), and as such the proposed aggregate maximum offering price of the common stock and pre-funded warrants (including the common stock issuable upon exercise of the pre-funded warrants), if any, is $2,999,200.
(4)
The securities being registered pursuant to this Registration Statement are in addition to the $15,000,980 of common stock, $15,000,980 of pre-funded warrants to purchase shares of common stock and common stock issuable upon exercise thereof and $15,000,980 warrants to purchase common stock and shares of common stock issuable upon exercise thereof, registered pursuant to the Registrant’s Registration Statement on Form S-1 (Registration No. 333-237074).
 

The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.
 

EXPLANATORY NOTE AND
INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
 
This Registration Statement (the “Registration Statement”) is being filed with the Securities and Exchange Commission (the “Commission”) with respect to the registration of additional shares of common stock, par value $0.0001 per share (“Common Stock”) of Bionano Genomics, Inc. (the “Registrant”) (or pre-funded warrants (the “Pre-Funded Warrants”) to purchase shares of the Registrant’s Common Stock in lieu thereof) and common warrants to purchase shares of the Registrant’s Common Stock (the “Common Warrants”), pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the “Securities Act”). This Registration Statement incorporates by reference the contents of, including all amendments and exhibits thereto, the Registration Statement on Form S-1, as amended (File No. 333-237074) (the “Prior Registration Statement”), which the Commission declared effective on April 1, 2020, and is being filed solely for the purpose of increasing the aggregate offering price of (i) the Common Stock to be offered in the public offering by $2,999,200, (ii) the Pre-Funded Warrants to be offered in lieu of Common Stock in the public offering by $2,999,200 and (iii) the Common Warrants to be offered in the public offering by $2,999,200.  The additional Common Stock or Pre-Funded Warrants and Common Warrants that are being registered for sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Calculation of Registration Fee table contained in the Prior Registration Statement.

The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.


EXHIBIT INDEX
 
Exhibit
Number
 
Description
 
Opinion of Cooley LLP.
     
 
Consent of Deloitte & Touche LLP, an Independent Registered Public Accounting Firm.
     
 
Consent of Cooley LLP (included in Exhibit 5.1).
     
 
Power of Attorney (included on the signature page of the Registration Statement on Form S-1, as amended (File No. 333-237074), filed with the Securities and Exchange Commission on March 11, 2020 and incorporated herein by reference).

SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of San Diego, State of California, on the 1st day of April, 2020. 

 
BIONANO GENOMICS, INC.
     
 
By:
/s/ R. Erik Holmlin, Ph.D.
   
R. Erik Holmlin, Ph.D.
   
President and Chief Executive Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

Signature
 
Title
 
Date
         
/s/ R. Erik Holmlin, Ph.D.
 
Chief Executive Officer and Director
 
April 1, 2020
R. Erik Holmlin, Ph.D.
   
(Principal Executive and Financial Officer)
 

   
         
/s/ Mark Adamchak
 
Controller
 
April 1, 2020
Mark Adamchak
   
(Principal Accounting Officer)
 

   
         
/s/ David L. Barker, Ph.D.*
       
David L. Barker, Ph.D.
 
Director
 
April 1, 2020
         
         
/s/ Albert A. Luderer, Ph.D.*
       
Albert A. Luderer, Ph.D.
 
Director
 
April 1, 2020
         
/s/ Junfeng Wang*
       
Junfeng Wang
 
Director
 
April 1, 2020
         
/s/ Christopher Twomey*
  Director
   
Christopher Twomey
 

 
April 1, 2020
         
/s/ Kristina Vuori, M.D., Ph.D.*
  Director    
Kristiina Vuori, M.D., Ph.D.
 

 
April 1, 2020


*
Pursuant to Power of Attorney  
     
By:
/s/ R. Erik Holmlin, Ph.D.
 
 
R. Erik Holmlin, Ph.D.
 
 
Attorney-in-Fact