Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - USCF Funds Trust | tm2013004d3_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 20, 2020
USCF FUNDS TRUST
(Exact name of registrant as specified in its charter)
| Delaware | 001-38152 | 38-7159729 |
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (I.R.S. Employer Identification No.) |
| 1850 Mt. Diablo Boulevard, Suite 640 | ||
| Walnut Creek, California 94596 | ||
| (510) 522-9600 | (Address of principal executive offices) (Zip Code) | |
| Registrant's telephone number, | ||
| including area code |
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written
communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class: | Trading Symbol(s) | Name of each exchange on which registered: | ||
| Shares of United States 3x Oil Fund | USOU | NYSE Arca Equities, Inc. | ||
| Shares of United States 3x Short Oil Fund | USOD | NYSE Arca Equities, Inc. |
Item 8.01. Other Events.
Attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference are the audited Statements of Financial Condition of United States Commodity Funds LLC (“USCF”), the sponsor of the USCF Funds Trust (the “Registrant”), as of December 31, 2019 and 2018.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit 99.1 | Audited Statements of Financial Condition of USCF as of December 31, 2019 and 2018. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| USCF FUNDS TRUST | ||
| By: | United States Commodity Funds LLC, its sponsor | |
| Date: March 20, 2020 | By: | /s/ Stuart P. Crumbaugh |
| Name: | Stuart P. Crumbaugh | |
| Title: | Chief Financial Officer | |