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EX-99.1 - EXHIBIT 99.1 - EMERGENT CAPITAL, INC.tm2013082d1_ex99-1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 18, 2020

 

 

 

EMERGENT CAPITAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Florida   001-35064   30-0663473

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

         
   

5355 Town Center Road, Suite 701

Boca Raton, Florida

  33486
    (Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number including area code: (561) 995-4200

 

 

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transmission period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act: None

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
     

 

 

 

 

 

Item 8.01Other Events.

 

On March 18, 2020, Emergent Capital, Inc. (“Emergent”) issued a press release providing an update on maturities and investment portfolio. A copy of the press release is filed herewith as Exhibit 99.1.

 

 

Item 9.01Financial Statements and Exhibits.

 

(d) Exhibits  EXHIBIT INDEX

 

Exhibit
No.
  Description
    
99.1  Press release dated March 18, 2020.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

March 18, 2020

 

  EMERGENT CAPITAL, INC.
  (Registrant)
      
  By:  /s/ Miriam Martinez
     Miriam Martinez
     Chief Financial Officer