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EX-99 - EXHIBIT 99 - Sterling Bancorp, Inc.tm206073d1_ex99.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K  

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 29, 2020

 

 

 

STERLING BANCORP, INC.

(Exact name of registrant as specified in its charter)  

 

 
         
Michigan   001-38290   38-3163775

(State or other jurisdiction

of incorporation)  

  (Commission
File No.)
  (IRS Employer
Identification No.)

 

One Towne Square, Suite 1900

Southfield, Michigan 48076

(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (248) 355-2400 

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each
class
Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock SBT Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

 

 

 

 

 

 

Item 2.02Results of Operations and Financial Condition.

 

On January 29, 2020, Sterling Bancorp, Inc. issued a press release announcing its results of operations for the quarter and year ended December 31, 2019.  The press release is attached as Exhibit No. 99 and is incorporated herein by reference.  This report and the exhibit are furnished to, and not filed with, the Commission.

 

Item 9.01.Financial Statements and Exhibits.

 

(d)           Exhibits

 

The following exhibits are furnished herewith:

 

EXHIBIT
NUMBER
  EXHIBIT DESCRIPTION
99   Press Release of Sterling Bancorp, Inc. dated January 29, 2020

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Sterling Bancorp, Inc.
   
    By: /s/ Steve Huber
    Steve Huber
    Chief Financial Officer

 

 

Date: January 29, 2020