Attached files
| file | filename |
|---|---|
| EX-23.1 - CONSENT OF SIDLEY AUSTIN LLP - CATERPILLAR FINANCIAL SERVICES CORP | exhibit2311.htm |
| EX-5.1 - LEGALITY OPINION OF SIDLEY AUSTIN LLP - CATERPILLAR FINANCIAL SERVICES CORP | cfsc-sidleylegalityopinion.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): January 13, 2020
CATERPILLAR FINANCIAL SERVICES CORPORATION
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
Delaware (STATE OR OTHER JURISDICTION OF INCORPORATION) | 001-11241 (COMMISSION FILE NUMBER) | 37-1105865 (IRS EMPLOYER IDENTIFICATION NUMBER) | ||
2120 West End Avenue, Nashville, Tennessee 37203-0001 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) |
Registrant’s telephone number, including area code: (615) 341-1000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Medium-Term Notes, Series H, 3.300% Notes Due 2024 | CAT/24 | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
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Item 8.01 Other Events.
Exhibits are filed herewith in connection with the issuance on January 13, 2020 by Caterpillar Financial Services Corporation (the “Company”) of (i) $750,000,000 aggregate principal amount of its Medium-Term Notes, Series I, Floating Rate Notes due 2021 (the “2021 Notes”), (ii) $750,000,000 aggregate principal amount of its Medium-Term Notes, Series I, 1.950% Notes due 2022 (the “2022 Notes”), and (iii) $500,000,000 aggregate principal amount of its Medium-Term Notes, Series I, 2.150% Notes due 2024 (the “2024 Notes” and, together with the 2021 Notes and the 2022 Notes, the “Notes”) pursuant to the Company’s previously filed Registration Statement on Form S-3 (Registration No. 333-217029) (the “Registration Statement”) and the related Prospectus dated March 30, 2017, Prospectus Supplement dated March 30, 2017 and Pricing Supplements each dated January 9, 2020 relating to the 2021 Notes, the 2022 Notes and the 2024 Notes, respectively.
The 2024 Notes will constitute a further issuance of, and will be consolidated with, the $500,000,000 aggregate principal amount of Medium-Term Notes, Series I, 2.150% Notes Due 2024 issued by the Company on November 8, 2019 and upon completion of the offering of the 2024 Notes, the aggregate principal amount outstanding of Medium-Term Notes, Series I, 2.150% Notes Due 2024 will be $1,000,000,000.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. The following Exhibits are filed as part of this Report and as Exhibits to the Registration Statement:
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Caterpillar Financial Services Corporation | ||||||
By: | /s/Michael G. Sposato | |||||
Name: Michael G. Sposato Title: Secretary | ||||||
Date: January 13, 2020
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