UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): January 7, 2020
FLEXIBLE SOLUTIONS INTERNATIONAL INC.
-------------------------------------
(Exact name of Registrant as specified in its charter)
Alberta 001-31540 71-1630889
--------------------------- --------------------- ---------------------
(State or other jurisdiction (Commission File No.) (IRS Employer
of incorporation) Identification No.)
6001 54 Ave.
Taber, Alberta, Canada T1G 1X4
--------------------------------
(Address of principal executive offices, including Zip Code)
Registrant's telephone number, including area code: (403) 223-2995
N/A
--------------------------------------
(Former name or former address if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-14(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Trading Name of each exchange
each class Symbol(s) on which registered
----------- ---------- ---------------------
Common Stock FSI NYSE American
Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (ss.203.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (ss.204.12b-2 of this
chapter.
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. [ ]
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule
or Standard; Transfer of Listing.
The Company's common stock is listed on the NYSE American Stock Exchange.
Under Section 704 of the NYSE American Company Guide, the Company was required
to hold an annual meeting of its shareholders during its fiscal year ended
December 31, 2019.
On December 23, 2019, the Company became aware of the fact that it would
not be able to hold an annual meeting of its shareholders during its fiscal year
ending December 31, 2019.
On January 6, 2020, the Company's attorneys notified the NYSE American
that the Company did not hold its annual meeting of its shareholders during its
fiscal year ending December 31, 2019.
On January 7, 2020, the NYSE American sent the Company a letter stating
that the Company was not in compliance with Section 704 of the NYSE American
Company Guide.
The Company plans to hold its 2019 annual meeting of shareholders on
February 27, 2020.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: January 8, 2020 FLEXIBLE SOLUTIONS INTERNATIONAL INC.
By: /s/ Daniel B. O'Brien
-------------------------------------
Daniel B. O'Brien, President and Chief
Executive Officer
