UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): | December 4, 2019 |
| Commission File Number | 000-31380 |
|
APPLIED MINERALS, INC. |
(Exact name of registrant as specified in its charter) |
Delaware |
| 82-0096527 |
(State or other jurisdiction of incorporation or organization) |
| (I.R.S. Employer Identification No.) |
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55 Washington Street, Suite 301 Brooklyn, NY |
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10012 |
(Address of principal executive offices) |
| (Zip Code) |
| (212) 226-4265 |
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| (Issuer’s Telephone Number, Including Area Code) |
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(Former name or former address, if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230-425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240-14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders.
The 2019 annual meeting of stockholders was held on December 4, 2019. The following sets forth the items voted on and the results.
PROPOSAL 1: ELECTION OF DIRECTORS
|
| FOR |
| WITHHELD |
MARIO CONCHA |
| 59,644,833 |
| 754,470 |
JOHN LEVY |
| 48,884,490 |
| 11,51,4813 |
MICHAEL BARRY |
| 45,722,876 |
| 14,676,427 |
ROBERT BETZ |
| 59,644,876 |
| 754,470 |
MICHAEL POHLY |
| 56,947,387 |
| 3,451,916 |
ALI ZAMANI |
| 56,942,787 |
| 3,456,916 |
ALEXANDRE ZYNGIER |
| 56,942,247 |
| 3,457,016 |
There were 41,776,609 broker non-votes with respect to each person elected as director
PROPOSAL 2: ADVISORY, NON-BINDING VOTE ON EXECUTIVE COMPENSATION
FOR |
| AGAINST |
| ABSTAIN |
| BROKER NON- VOTES |
48,952,086 |
| 8,056,644 |
| 3,390,573 |
| 44,716,609 |
PROPOSAL 3: TO INCREASE THE NUMBER OF AUTHORIZED SHARES
FOR |
| AGAINST |
| ABSTAIN |
89,269,662 |
| 15,609,269 |
| 239,981 |
PROPOSAL 4: RATIFY MALONEBAILEY, LLP AS INDEPENDENT REGISTERED PUBLIC ACCTOUNTANT
FOR |
| AGAINST |
| ABSTAIN |
104,945,115 |
| 79,037 |
| 91,760 |
SIGNATURES
In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| APPLIED MINERALS, INC. |
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Dated: |
| December 16, 2019 |
| /s/ MARIO CONCHA |
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| By: Mario Concha |
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| President and Chief Executive Officer |