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EX-99.1 - EX-99.1 - Great Elm Capital Corp.gecc-ex991_46.htm

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

_______________________________________

FORM 8-K

 _______________________________________

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  December 26, 2018

 

_______________________________________

Great Elm Capital Corp.

(Exact name of registrant as specified in its charter)

 

_______________________________________

 

 

 

 

 

Maryland

 

814-01211

 

 

81-2621577

 

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer

Identification No.)

 

800 South Street, Suite 230, Waltham, MA

 

02453

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code:  (617) 375-3006

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

        Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.      

 

 


 


 

Item 8.01 Other Events.

 

On December 27, 2018, Great Elm Capital Corp. (the “Company”) issued a press release announcing that on December 26, 2018, the board of the directors of the Company declared a special distribution of $0.24 per share to stockholders of record on December 28, 2018.

 

The Company also declared the record and payment dates for its previously announced Q1 2019 monthly base distribution of $0.083 per share.  The schedule of distribution payments is as follows:

 

Month

 

Rate

 

Record Date

 

Payable Date

January

 

$0.083

 

January 31, 2019

 

February 15, 2019

February

 

$0.083

 

February 28, 2019

 

March 15, 2019

March

 

$0.083

 

March 29, 2019

 

April 15, 2019

 

The Company’s press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

  

 

 

 

Exhibit

Number

  

Description

99.1

  

Press Release, dated December 27, 2018.

 

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

GREAT ELM CAPITAL CORP.

 

 

 

Date:  December 27, 2018

 

/s/  John J. Woods______________

 

 

By: John J. Woods

 

 

Title: Chief Financial Officer