UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) December 13, 2018

 

TWO RIVERS WATER & FARMING COMPANY
(Exact name of registrant as specified in charter)

 

Colorado
(State or other jurisdiction of incorporation)

 

000-51139   13-4228144
(Commission File Number)   (IRS Employer Identification No.)

 

3025 S Parker Rd, Ste 140, Aurora CO   80014
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code   (303) 222-1000

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

[  ] Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 

 

 

 
 

 

SECTION 7 – REGULATION FD DISCLOSURE

 

ITEM 7.01 Regulation FD Disclosure

 

Cucharas Dam #5 Update

 

The information in this Item 7.01 of this Current Report is furnished pursuant to Item 7.01 and shall not be deemed “filed” for any purpose, including for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section. The information in this Current Report on Form 8-K shall not be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act regardless of any general incorporation language in such filing.

 

As disclosed in Two Rivers September 30, 2018 10Q filed with the United States Securities Exchange Commission, Two Rivers disclosed that it recorded a $1,800,000 contingent liability for a projected demolition expense for this dam.

 

Recently, the State of Colorado has begun the Dam demolition through a third party contractor. On December 13, 2018, Two Rivers representatives met with the contractor doing the demolition. The contractor stated that work should be completed the first part of January 2019 and the expected costs are anticipated to be less than the previously recorded contingent liability of $1,800,000.

 

Further, due to Two Rivers’ current lack of capital, the State of Colorado has funded the cost and will be requesting reimbursement from the Company, which the Company intends to honor.

 

The contractor also stated that materials from the job site might be able to be used for a new dam, if rebuilt, thereby providing cost savings.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

TWO RIVERS WATER & FARMING COMPANY

(Registrant)

     
  By: /s/ Wayne Harding
Dated: December 17, 2018   Wayne Harding, Chief Executive Officer