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EX-99.1 - PRESS RELEASE DATED DECEMBER 3, 2018 - XAI Octagon Floating Rate & Alternative Income Term Trustd669280dex991.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) December 3, 2018

 

 

XAI Octagon Floating Rate & Alternative Income Term Trust

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   811-23247   82-2305867

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

321 North Clark Street, Suite 2430, Chicago, Illinois   60654
(Address of principal executive offices)   (Zip Code)

Registrants telephone number, including area code (312) 374-6930

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a- 12 under the Exchange Act (17 CFR 240.14a- 12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 8.01.

Other Events

On December 3, 2018, XAI Octagon Floating Rate & Alternative Income Term Trust (NYSE: XFLT) (the “Trust”), a closed-end fund, issued a press release in connection with the declaration of the Trust’s regular monthly distribution of $0.069 per share on the Trust’s common shares, payable on December 31, 2018 to common shareholders of record as of December 17, 2018. This amendment is filed for the purpose of correcting a typographical error regarding the record date in the Trust’s report on Form 8-K filed on December 3, 2018 and the press release attached thereto. The attached press release supercedes the previously filed press release.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits

The following exhibit is furnished with this report on Form 8-K/A:

 

99.1    XAI Octagon Floating Rate & Alternative Income Term Trust Press Release dated December 3, 2018


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST
Date: December 5, 2018     By:  

/s/ Theodore J. Brombach

    Name:   Theodore J. Brombach
    Title:   President