UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 30, 2018
IPALCO ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
Indiana | 1-8644 | 35-1575582 | ||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||
One Monument Circle, Indianapolis, Indiana | 46204 | |||||
(Address of principal executive offices) | (Zip Code) | |||||
317-261-8261
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company | |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02 | Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers |
On November 30, 2018, Craig L. Jackson resigned his positions as President and Chief Executive Officer, and as a member of the Board of Directors, of IPALCO Enterprises, Inc. (“IPALCO”) and its principal subsidiary, Indianapolis Power & Light Company (“IPL”), to explore other employment opportunities. Mr. Jackson has agreed to assist with the orderly transitioning of his duties at IPALCO and IPL. IPALCO and IPL have not yet named an interim or a replacement President and Chief Executive Officer and currently are in the process of identifying candidates.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
IPALCO ENTERPRISES, INC. | ||||||
Date: December 6, 2018 | By: | /s/ Judi L. Sobecki | ||||
Name: | Judi L. Sobecki | |||||
Title: | General Counsel and Secretary | |||||