United States |
Securities and Exchange Commission |
Washington, D.C. 20549 |
FORM 8-K |
Current Report Pursuant to |
Section 13 or 15(d) of the Securities Exchange Act of 1934 |
November 29, 2018 |
Date of Report (Date of earliest event reported) |
SAKER AVIATION SERVICES, INC. |
(Exact name of registrant as specified in its charter) |
Nevada |
000-52593 |
87-0617649 |
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(State of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
20 South Street, Pier 6 East River, New York, NY |
10004 |
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(Address of principal executive offices) |
(Zip Code) |
(212) 776-4046 |
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(Registrant’s telephone number, including area code) |
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Not applicable |
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(Former name or former address, if changed since last report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): |
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[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On November 29, 2018, the Board of Directors’ of Saker Aviation Services, Inc. (the “Company”) appointed Ronald J. Ricciardi to serve as the Company’s Chief Executive Officer. Mr. Ricciardi will also continue to serve as the Company’s President and as a Director of the Company. Disclosure regarding Mr. Ricciardi’s business experience is contained in the Company’s definitive Proxy Statement filed with the Securities and Exchange Commission on October 19, 2018 under the heading “Proposal One - Election of Directors,” the applicable portions of which sections are hereby incorporated herein by reference.
Item 5.07 |
Submission of Matters to a Vote of Security Holders. |
At the Company’s Annual Meeting of Stockholders held on November 29, 2018, the Company’s stockholders voted on the matters described below.
1. |
The Company’s stockholders elected five directors, each for a one year term expiring in 2019. The number of shares that: (i) voted for the election of each such director; (ii) withheld authority to vote for each such director; and (iii) represented broker non-votes with respect to each such director is summarized in the table below. |
Director Nominee
|
Votes For |
Votes Withheld |
Broker Non-Votes* |
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William B. Wachtel |
11,043,243 |
3,200,458 |
8,941,310 |
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Ronald J. Ricciardi |
13,620,403 |
623,298 |
8,941,310 |
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Marc Chodock |
13,628,055 |
615,646 |
8,941,310 |
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Samuel Goldstein |
13,628,055 |
615,646 |
8,941,310 |
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Roy P. Moskowitz |
13,628,055 |
615,646 |
8,941,310 |
2. |
The Company’s stockholders ratified the selection of Kronick Kalada Berdy & Co. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Votes For |
Votes Against |
Abstentions |
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22,548,318 |
597,000 |
39,693 |
* Broker non-votes represent shares held by broker nominees for beneficial owners that were not voted with respect to a non-routine proposal because the broker nominee did not receive voting instructions from the beneficial owner and lacked discretionary authority to vote the shares. If a broker does not receive voting instructions from the beneficial owner, a broker may vote on routine matters but may not vote on non-routine matters. Broker non-votes are counted for the purpose of determining the presence of a quorum but are not counted for the purpose of determining the number of shares entitled to vote on non-routine matters such as an election of directors.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 29, 2018 |
saker aviation services, inc. |
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By: |
/s/ Ronald J. Ricciardi |
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Ronald J. Ricciardi |
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President & CEO |