United states

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington D.C. 20549

 

FORM 8-K

 

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 14, 2018

 

ETHAN ALLEN INTERIORS INC.

 

(Exact name of registrant as specified in its charter)

 

Delaware

1-11692

06-1275288

(State or other jurisdiction of

incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

     

25 Lake Avenue Extension

Danbury, CT


06811

(Address of principal executive offices)

(Zip Code)

 

Registrant’s telephone number, including area code: (203) 743-8000

 

__________________Not Applicable_________________
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company    [ ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.                                                                                                                                                [ ]

 



 

 

 

 

INFORMATION TO BE INCLUDED IN Report

 

Item 5.07

Submission of Matters to a Vote of Security Holders

 

The Company held its Annual Meeting on November 14, 2018. Set forth below are the final voting results for each of the proposals submitted to stockholders.

 

1. Election of Directors

Votes For

Votes Against

Abstentions

Broker Non-

Votes

M. Farooq Kathwari

        22,961,185

               843,332

                   8,926

        1,158,654

James B. Carlson

        23,465,491

               335,591

                 12,361

        1,158,654

John J. Dooner, Jr.

        23,394,617

               406,465

                 12,361

        1,158,654

Domenick J. Esposito

        23,564,179

               236,902

                 12,362

        1,158,654

Mary Garrett

        23,599,115

               204,329

                   9,999

        1,158,654

James W. Schmotter

        23,591,046

               208,635

                 13,762

        1,158,654

Tara I. Stacom

        23,575,496

               209,188

                 28,759

        1,158,654

 

Proposal

 Votes For

 Votes Against

 Abstentions

 Broker Non-

Votes

2. Say on Pay

        23,109,044

               652,514

                 51,885

        1,158,654

 

Proposal

 Votes For

 Votes Against

 Abstentions

 

3. Ratify Auditors

        24,710,547

               248,293

                 13,257

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ETHAN ALLEN INTERIORS INC.

     

  Date: November 16, 2018

By:

/s/ Eric D. Koster

 
   

Eric D. Koster

 
   

Vice President, General Counsel &

Secretary